Aztec Group

Senior AML Analyst

Aztec Group

full-time

Posted on:

Location Type: Hybrid

Location: St Helier • United Kingdom

Visit company website

Explore more

✨ AI Apply
Apply

Job Level

Senior

About the role

  • Support with the continuing client due diligence (CDD) procedures both pre and post client/investor take-on
  • Conduct CDD enquiries and collate documentation in line with Aztec Policy
  • Maintain accurate and complete CDD records are maintained to cover new business take-on and trigger events (Promoters, Carry vehicles, General Partners, Management, GP Entities, Investors, POAs & SPVs etc)
  • Review and assess CDD files to evaluate the inherent AML risk and where appropriate escalate cases to the relevant jurisdiction’s MLRO/MLCO as required (this includes reviewing and assessing screening matches)
  • Provide guidance to Administration teams and key stakeholders to ensure CDD files are prepared accurately, completely and in a timely manner
  • Ensure CDD procedures comply with AML laws, regulations, and internal policies
  • Prepare AML reports as required for the Fund Boards
  • Perform periodic reviews of CDD files
  • Remain fully up to date with anti-money laundering legislations and guidance in the relevant jurisdictions with an awareness of developing AML/CFT methodologies and policies where necessary

Requirements

  • Proven experience in AML/CTF or a compliance role within the financial services sector
  • Experience and knowledge of funds would be an advantage but not essential
  • A working knowledge of the AML regimes in Jersey, Guernsey and/or UK
  • Holding or actively pursuing an ICA qualification is beneficial
  • Excellent communication and relationship building skills are required to develop close working relationships with colleagues, clients and business contacts
  • Good working knowledge of IT systems, particularly Microsoft Excel
  • Any experience of creating reports driven by Excel functions would be an advantage
  • Experience with Fenergo, Lexis Nexis, or similar compliance/AML systems is preferred
  • Good time management and organisational skills
  • A self-starter with a proactive and dynamic style and a high degree of attention to detail
  • An analytical approach with good research skills
  • Ability to work under pressure while maintaining accuracy and quality standards
  • A high level of integrity and professionalism
Benefits
  • Professional development opportunities
  • Training for relevant technical knowledge
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
AMLCTFdue diligencerisk assessmentreport creationdata analysisdocumentation managementcompliance proceduresscreening matchesfund management
Soft Skills
communicationrelationship buildingtime managementorganizational skillsattention to detailanalytical skillsproactive attitudeability to work under pressureintegrityprofessionalism
Certifications
ICA qualification