Aztec Group

Financial Crime

• Support with the continuing client due diligence (CDD) procedures both pre and post client/investor take-on
• Conduct CDD enquiries and collate documentation in line with Aztec Policy
• Maintain accurate and complete CDD records are maintained to cover new business take-on and trigger events (Promoters, Carry vehicles, General Partners, Management, GP Entities, Investors, POAs & SPVs etc)
• Review and assess CDD files to evaluate the inherent AML risk and where appropriate escalate cases to the relevant jurisdiction’s MLRO/MLCO as required (this includes reviewing and assessing screening matches)
• Provide guidance to Administration teams and key stakeholders to ensure CDD files are prepared accurately, completely and in a timely manner
• Ensure CDD procedures comply with AML laws, regulations, and internal policies
• Prepare AML reports as required for the Fund Boards
• Perform periodic reviews of CDD files
• Remain fully up to date with anti-money laundering legislations and guidance in the relevant jurisdictions with an awareness of developing AML/CFT methodologies and policies where necessary

Senior AML Analyst