Senior Compliance Advisor – Wealth
Atlantic Union Bank
full-time
Posted on:
Location Type: Hybrid
Location: Richmond • Virginia • United States
Visit company websiteExplore more
Salary
💰 $90,179 - $150,557 per year
Job Level
About the role
- Assess regulatory risk within the AUB Lines of Business
- Manage and perform compliance risk assessments
- Consult with business units to ensure they develop/maintain adequate controls
- Provide strategic regulatory guidance to LOBs
- Communicate with senior leadership
- Engage as Compliance primary point of contact for 1LOD
- Interpret and provide research on compliance and regulatory questions
- Identify risks and control weaknesses through compliance risk assessments
- Communicate results of compliance assessments to leadership
- Review, update, and create relevant compliance policies and procedures
- Provide Compliance oversight for supported LOBs
- Participate in the development and implementation of new products and initiatives
- Review marketing campaigns to ensure compliance
- Escalate potential violations of law or regulations
- Assist with research and implementation of updated regulatory requirements
Requirements
- Bachelor's Degree preferred
- Five plus years’ industry banking experience including lending, deposits, banking operations, and commercial
- Certification as a Certified Regulatory Compliance Manager (CRCM) required
- Analytical skills, particularly with trending and reporting
- Knowledge of federal and state banking laws and regulations
- Understanding of Compliance Management and Regulatory Best Practices
- Excellent communication skills, both verbal and written
- Well organized with attention to detail
- Ability to manage multiple priorities
- Flexible, able to adapt to change
- Superior time management and problem solving skills
- Ability to work independently as well as within a team environment
- Advanced knowledge of Microsoft Office software
- Working knowledge of banking software programs preferred
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Flexible work arrangements
- Professional development opportunities
- Discretionary profit sharing bonus
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance risk assessmentsregulatory risk assessmentcompliance policiesregulatory requirementsanalytical skillstrending and reportingbanking operationslendingdepositscommercial banking
Soft Skills
communication skillsattention to detailtime managementproblem solvingorganizational skillsability to manage multiple prioritiesflexibilityability to adapt to changeindependent workteam collaboration
Certifications
Certified Regulatory Compliance Manager (CRCM)