Senior Compliance LOB Advisor – Wealth
Atlantic Union Bank
full-time
Posted on:
Location Type: Hybrid
Location: Richmond • Virginia • United States
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Salary
💰 $90,179 - $150,557 per year
Job Level
About the role
- Assess regulatory risk within the AUB Lines of Business (LOBs)
- Advise LOBs on compliance risks
- Manage and perform compliance risk assessments
- Consult with business units to develop/maintain controls to mitigate risk
- Provide strategic regulatory guidance to LOBs
- Communicate with senior leadership
- Schedule, manage, and perform compliance risk assessments to assess performance
- Interpret, perform, and provide research on compliance and regulatory questions
- Identify risks, control weaknesses through assessments
- Effectively communicate results of assessments to leadership
- Review, update and create relevant compliance policies and procedures
- Provide Compliance oversight of supported LOBs
- Participate in the development and review of marketing campaigns and materials for compliance
- Escalate and report potential violations of law or regulations
- Engage with other Compliance teammates and Enterprise Risk Teammates for complete risk identification
- Stay abreast of changes to banking laws and regulations
- Assist with research and implementation of new regulatory requirements
- Adhere to all applicable laws and regulations governing bank functions
- Assist with development and delivery of compliance training materials
- Review and assess complaints received for supported LOBs
- Perform oversight review of testing plans, SLAs, and result memos for accuracy
- Coordinate advisory input to compliance committee materials
- Perform other duties as assigned
Requirements
- Bachelor's Degree preferred
- Five plus years’ industry banking experience to include; lending, deposits, banking operations, and commercial.
- Certification as a Certified Regulatory Compliance Manager (CRCM) required (if not certified at time of hire, must obtain certification within a reasonable timeframe)
- Analytical skills, particularly with trending and reporting
- Demonstrated knowledge of federal and state banking laws and regulations.
- Demonstrated understanding of Compliance Management and Regulatory Best Practices.
- Excellent communication skills, both verbal and written.
- Well organized with attention to detail
- Ability to manage multiple priorities
- Flexible, able to adapt to change
- Superior time management and problem solving skills
- Ability to work independently as well as within a team environment
- Advanced knowledge of Microsoft Office software
- Working knowledge of banking software programs preferred.
Benefits
- Comprehensive benefits package
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance risk assessmentsregulatory guidancerisk identificationcompliance policiescompliance training materialsanalytical skillstrending and reportingbanking lawsCompliance ManagementRegulatory Best Practices
Soft Skills
communication skillsorganizational skillsattention to detailtime managementproblem solvingability to manage multiple prioritiesflexibilityindependenceteamwork
Certifications
Certified Regulatory Compliance Manager (CRCM)