Compliance Analyst – Specialization

Ascensus

Compliance Analyst overseeing retirement plan compliance and audits for clients across the United States. Collaborates with Plan Consultants to ensure high-quality service and regulatory adherence.

Posted 6/13/2026full-timeRemote • Florida, Massachusetts, Minnesota, Pennsylvania • 🇺🇸 United StatesMid-LevelSeniorWebsite

About the role

Key responsibilities & impact

Reads and comprehends retirement plan provisions from plan documents to ensure accuracy and compliance with regulations
Supports DOL, IRS, and Large plan audits
Is responsible for plan administration, compliance and testing for identified blocks of business
Prepares annual valuation and compliance reports for Clients
Responsible for protecting, securing, and proper handling of all confidential data

Requirements

What you’ll need

Bachelor’s degree preferred
3 – 5 years of prior ERISA experience in the retirement industry preferred
3 - 5 years of experience in analysis of financial data required
Strong Word, Excel, and Outlook skills
Strong analytical and problem solving skills
Associate holds Retirement Plan Fundamentals certification upon meeting eligibility requirements
Prior experience with plan administration software, i.e. Relius

Benefits

Comp & perks

Equal Opportunity Employer
Health insurance and paid time off
Professional development opportunities

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

ERISAfinancial data analysisplan administrationcompliance testingannual valuationcompliance reporting

Soft Skills

analytical skillsproblem solving

Certifications

Retirement Plan Fundamentals