IT Staff Auditor

Ameriprise Financial Services, LLC

IT Staff Auditor executing audit activities and SOX compliance at Ameriprise Financial. Collaborating with management to improve risk management and control processes while maintaining compliance.

Posted 7/22/2026full-timeMinneapolis • Massachusetts, Minnesota • 🇺🇸 United StatesLead💰 $56,100 - $98,600 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates foundational audit skills and business knowledge while effectively communicating with management and coordinating risk management activities. Capable of evaluating and improving governance processes and ensuring compliance with SOX, MAR, and FDICIA standards.

Highest-signal resume keywords

Audit ActivitiesSOX ComplianceRisk ManagementCommunication SkillsManagement Action Plans

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Risk AssessmentControl EvaluationGovernance ProcessesControl Deficiencies IdentificationCost Effective Recommendations

Soft Skills

Strong CommunicationProactive Problem Solving

Industry Keywords

Risk & Control ServicesMAR ComplianceFDICIA Compliance

About the role

Key responsibilities & impact

Execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities.
Present objectives and results to various levels of management.
Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.
Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
Monitor and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiencies have been addressed.
Coordinate with appropriate control groups in planning and executing assigned work.
Complete work within established timelines.
Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.
Gather information and provide input into risk assessments in conformance with department standards.

Requirements

What you’ll need

Bachelor's degree or equivalent
0-1 year of experience
Strong communication skills
Availability to travel
Develop and practice basic audit skills and business knowledge

Benefits

Comp & perks

health, dental and life insurances
vacation time
sick time
401(k)
competitive and comprehensive benefits program