Vice President and Chief Counsel, Wealth Management
Voya Financial
Pledge Operations Manager
Ameriprise Financial Services, LLC
full-time
Posted on:
Location Type: Hybrid
Location: Minneapolis • Minnesota, North Carolina • 🇺🇸 United States
Visit company websiteSalary
💰 $85,700 - $115,700 per year
Job Level
JuniorMid-Level
About the role
- Oversee daily operations related to pledged securities and collateral movements
- Ensure accurate booking, tracking, and release of pledged assets
- Monitor collateral sufficiency and margin requirements
- Lead initiatives to drive revenue growth, enhance client experience, and improve operational efficiency
- Manage workflows for pledge initiation, substitution, and termination
- Maintain controls to prevent operational errors and mitigate risk
- Develop and maintain Standard Operating Procedures (SOPs)
- Support strategic initiatives to automate and enhance pledge-related processes
- Ensure compliance with regulatory requirements
- Lead recruitment, onboarding, and performance management for staff
- Conduct regular one-on-ones and team meetings and drive change management
- Collaborate with senior operations leadership on staffing and resource allocation
- Champion a culture of coaching, mentoring, and continuous improvement
Requirements
- 2+ years management or related experience
- 2+ years of experience in operations, collateral management, or securities processing
- Proven ability to lead, partner and influence across various leadership levels
- Excellent verbal and written communication skills
- Exceptional organizational, time management, and multitasking abilities
- Bachelor's degree or equivalent (4-years) (preferred)
- Familiarity with broker-dealer operations (preferred)
- Strong analytical skills and attention to detail (preferred)
- Familiarity with common service or operations applications and services (preferred)
Benefits
- Competitive and comprehensive benefits program supporting health and well-being
- Vacation time
- Sick time
- 401(k)
- Health insurance
- Dental insurance
- Life insurance
- Eligibility for variable pay (bonus, commissions, and/or long-term incentives)
- Pay-for-performance compensation philosophy
ATS Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
collateral managementsecurities processingoperational efficiencyrisk mitigationStandard Operating Procedures (SOPs)revenue growthcomplianceautomationanalytical skillsattention to detail
Soft skills
leadershipcommunicationorganizational skillstime managementmultitaskingcoachingmentoringchange managementcollaborationinfluence
Certifications
Bachelor's degree
