Manager, Central Supervision Unit
Ameriprise Financial Services, LLC
full-time
Posted on:
Location Type: Hybrid
Location: Troy • Minnesota, Missouri • 🇺🇸 United States
Visit company websiteSalary
💰 $87,400 - $120,200 per year
Job Level
Mid-LevelSenior
About the role
- Supervising advisor marketing and communications activities
- Collaborating with advisors and field leaders
- Complete supervisory analysis using risk-based judgement
- Communicate with advisors and field leaders regarding results of supervisory activity
- Support the team’s efforts to innovate and improve process efficiency
- Keep updated on changes in the regulatory environment
Requirements
- Bachelor’s degree
- 3-5 years' relevant experience
- Active SIE (Securities Industry Essentials)
- Active Series 7 or the ability to obtain within 120 days
- Active Series 63/65 or 66 or ability to obtain within 120
- Active Series 24 or ability to obtain within an additional 120 days
Benefits
- Health, dental and life insurances
- 401(k)
- Vacation time
- Sick time
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Soft skills
supervisingcollaborationcommunicationrisk-based judgementprocess efficiency
Certifications
Securities Industry Essentials (SIE)Series 7Series 63Series 65Series 66Series 24