Financial Planning and Analysis

• Support risk management activities across Capital Markets, Alternative Investments, Mutual Funds, and 529 Plans
• Facilitate WMS Product Committee meetings, including coordination of the voting process
• Oversee and influence business partners and senior leaders for compliance and risk policies
• Lead and manage WMS product-related compliance and risk initiatives
• Monitor evolving regulations; lead impact assessments and develop actionable solutions
• Manage timely responses to regulatory inquiries, audits, and risk/compliance testing

Senior Manager, Business Unit Risk & Compliance Liaison

Senior Lead Credit Risk and Approval Officer – Corporate and Investment Banking Risk

Senior Offer Development Strategist, Financial Planning & Coaching

Investment Accountant

Individual Financial Consultant, Multi-lingual (Spanish)

Financial Consultant, Multi-lingual – Spanish