Risk & Internal Controls Manager
Alviere
full-time
Posted on:
Location Type: Hybrid
Location: Denver • Colorado • United States
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Salary
💰 $85,000 - $105,000 per year
About the role
- Maintain and enhance the enterprise risk management (ERM) methodology, risk scoring model, and Board-level risk dashboards.
- Build, execute, and document a risk-based annual testing plan covering operational, financial, technology, and governance risks (excluding BSA/AML and Consumer Compliance).
- Coordinate SOC 1 / SOC 2 and financial audit activities, including preparation of PBCs, control narratives, walkthroughs, and auditor responses.
- Maintain the enterprise issues log; validate remediation plans, track corrective actions, and report issue status and trends to senior management and the Board on a quarterly basis.
- Align testing scope, timing, and evidence reuse with independent AML and Consumer Compliance testing to reduce duplication and operational burden.
- Develop and report KRIs, KPIs, and emerging risk trends for Board Risk and Audit Committees.
- Maintain internal audit manuals, testing procedures, sampling methodologies, and standardized templates to ensure consistency and audit defensibility.
Requirements
- 4–6 years of experience in internal audit, enterprise risk management, SOX, or internal controls within a regulated financial services or fintech environment.
- Demonstrated working knowledge of COSO Internal Control and ERM frameworks; familiarity with FFIEC, SOC reporting, and audit standards.
- Experience supporting SOC 1 / SOC 2, financial statement audits, and regulatory examinations, including direct interaction with external auditors.
- Strong ability to design and execute risk-based testing plans, document results, and communicate issues clearly to senior management.
- Proven stakeholder management skills, with the ability to coordinate across Compliance, Finance, Product, Engineering, and Operations.
- Bachelor’s degree required; professional certifications such as CIA, CISA, CPA, or CRISC preferred.
Benefits
- Medical, dental, and vision insurances
- Unlimited paid time off
- 401k plan w/company match
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
enterprise risk managementrisk scoring modelrisk-based testing plansinternal auditSOXCOSO Internal Control frameworkERM frameworksfinancial statement auditsregulatory examinationsKRI
Soft Skills
stakeholder managementcommunicationcoordinationproblem-solvingreporting
Certifications
CIACISACPACRISC