Alviere

General Counsel

• Supports the company’s legal approach by identifying issues, coordinating with external counsel, and implementing approved legal guidance
• Draft, review, and negotiate contracts and third-party agreements with vendors, partners, and customers and provide related risk-mitigation strategies during adoption and execution
• Collaborate cross-departmentally with Compliance, Finance, Product, Operations and other departments to ensure contracts, policies, and communications are legally compliant and consistent with internal processes and policies
• Coordinates and manages external legal counsel engagements to support corporate objectives, including issue scoping, review of advice, and implementation of approved guidance
• Provides legal input and guidance to the CFO and senior leadership, to support informed business decision-making, while escalating complex or high-risk matters appropriately
• Provides legal input to senior leadership to support informed business decision-making
• Anticipates and identifies legal issues and counsels officers of the institution and other upper management in order to develop legal strategies and solutions, often in situations of significant business impact, and with limited time for assessing alternatives
• Reviews, researches, interprets, and prepares both written and oral opinions on a wide variety of legal issues
• Drafts and reviews internal policies, procedures, and other legal documents, and supports governance documentation, subject to appropriate internal review and approval frameworks
• Supports the Compliance function by identifying regulatory legal issues and coordinating with external counsel on matters involving financial services regulatory frameworks, including FinCEN, CFPB, Regulation E, and OFAC, without owning compliance program design or regulatory interpretation.

Senior Corporate Counsel

Compliance

• Establish and manage the company’s error resolution function in alignment with Regulation E and applicable state consumer protection statutes.
• Review and approve client products, services, and workflows for compliance with consumer protection regulations.
• Escalate immediately any potential UDAAP, Reg E, or consumer harm risks per company policy.
• Review marketing materials, mobile apps, and websites for compliance with UDAAP and applicable federal/state laws.
• Collaborate with Legal, and Product teams during new product launches to validate required disclosures and consumer-facing workflows.
• Partner with the Third-Party Risk team to ensure due diligence and monitoring requirements are implemented.
• Coordinate regulatory exams and independent audits of consumer compliance areas.
• Maintain Alviere’s licensing portfolio and ensure state-level requirements are met on an ongoing basis.
• Coordinate and Process Advance Change Notifications of Control (new investors, new and removal of Control Persons or Directors from the Company).

Senior Corporate Counsel

Compliance Manager, Regulatory Compliance