Alviere

Compliance

• Establish and manage the company’s error resolution function in alignment with Regulation E and applicable state consumer protection statutes.
• Review and approve client products, services, and workflows for compliance with consumer protection regulations.
• Escalate immediately any potential UDAAP, Reg E, or consumer harm risks per company policy.
• Review marketing materials, mobile apps, and websites for compliance with UDAAP and applicable federal/state laws.
• Collaborate with Legal, and Product teams during new product launches to validate required disclosures and consumer-facing workflows.
• Partner with the Third-Party Risk team to ensure due diligence and monitoring requirements are implemented.
• Coordinate regulatory exams and independent audits of consumer compliance areas.
• Maintain Alviere’s licensing portfolio and ensure state-level requirements are met on an ongoing basis.
• Coordinate and Process Advance Change Notifications of Control (new investors, new and removal of Control Persons or Directors from the Company).

Compliance Manager, Regulatory Compliance