Senior Compliance Specialist, Legal
Equinix
Senior Fund Formation Attorney
Allocate
full-time
Posted on:
Location Type: Hybrid
Location: California, Massachusetts, New York • 🇺🇸 United States
Visit company websiteSalary
💰 $190,000 - $220,000 per year
Job Level
Senior
About the role
- Provide comprehensive assistance with fund formation, onboarding, fund filings, regulatory compliance, as well as corporate governance matters, and other legal activities.
- Manage and assist with the formation of investment vehicles, including structuring, initial filings and incorporation, the preparation and review of fund documentation such as limited partnership agreements, private placement memoranda, and subscription documents.
- Monitor and maintain compliance with relevant laws, regulations, applicable filings, and industry standards applicable to registered advisers and private investment funds.
- Perform due diligence on both private fund investments and co-investments, negotiate terms and side letters.
- Support investor onboarding, address legal inquiries and requests.
- Draft, review, and maintain legal documentation, including Form ADV, client agreements, and compliance-related materials.
- Collaborate with team members on various projects, providing legal support and contributing to the growth of Allocate.
- Assist General Counsel and engineering teams in the development of new legal product offerings.
Requirements
- At least 6 years of fund formation experience, in-house or at a law firm.
- Strong understanding of the asset management industry and securities markets, as well as detailed knowledge of securities laws, rules and regulations that relate to investment advisers.
- Understanding of the broker-dealer industry and related FINRA rules is a plus, as is experience with bank regulatory regimes.
- Willingness to be very hands-on and proactive in offering solutions;
- Comfortable with AI, technology and data.
- Strong organizational skills with the capability to manage multiple tasks and meet deadlines effectively, while maintaining keen attention to detail and accuracy in all work product.
- Excellent written and verbal communication skills, with the ability to interact professionally with clients and team members.
Benefits
- Medical
- Dental
- Vision
- Responsible time off (RTO)
- 401k
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
fund formationregulatory compliancecorporate governancedue diligencelegal documentationinvestment vehicleslimited partnership agreementsprivate placement memorandasubscription documentsForm ADV
Soft skills
organizational skillsattention to detailcommunication skillsproactive problem-solvingteam collaborationclient interactiontime managementmultitasking
