Senior Compliance Officer, Investments Compliance

AIG

Senior Compliance Officer managing compliance for AIG’s Investments with focus on regulatory asset management compliance. Engaging with investment managers and legal to ensure adherence to investment restrictions and guidelines.

Posted 6/29/2026full-timeParsippany • Massachusetts, New Jersey, New York, Pennsylvania • 🇺🇸 United StatesSeniorWebsite

About the role

Key responsibilities & impact

Review and capture investment restrictions from investment guidelines, state insurance investment regulations and reinsurance/trust agreements
Code, test and implement investment restrictions in BlackRock Aladdin and Bloomberg
Review exceptions out of the compliance module and perform manual controls testing
Perform ad-hoc/quarterly controls review specifically for the General Account and reinsurance mandates
Interact/partner with CIO, investment managers, and Legal to ensure compliance with investment restrictions
Serve as a strategic partner with other control function teams throughout the firm to advance the control framework
Review and update compliance policies and procedures
Provide training on compliance policies and procedures
Collaborate within Legal on regulatory filings
Perform compliance due diligence of external managers compliance programs
Implement solutions to challenges and issues that are raised by stakeholders
Scope and lead special projects and ad hoc assignments

Requirements

What you’ll need

Minimum of 3 years of experience in guideline monitoring using BlackRock Aladdin, Charles River, Sentinel, Bloomberg AIM, or a similar system
Technical understanding of investment products and financial instruments
Fixed income compliance experience is required
Exposure to private credit, mortgage loans, private equity, real estate and derivatives is a plus
Working knowledge of NY, DE and PA U.S. State insurance investment regulation
Background understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 is a plus
Familiarity with manager-of-manager structures
Bachelor’s degree required

Benefits

Comp & perks

Enjoy benefits that take care of what matters
Comprehensive benefits package that extends beyond time spent at work to offer benefits focused on your health, wellbeing and financial security—as well as your professional development
Culture of inclusion fostering personal and professional growth

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

Guideline MonitoringCompliance TestingInvestment Restrictions ImplementationTechnical Understanding of Financial InstrumentsAd-Hoc Controls Review

Soft Skills

CollaborationTrainingStrategic Partnership