Agile Legal

Paralegal

• Review private fund sales reports and employee stock option plans, identify applicable exemptions, prepare Blue Sky charts, and prepare and file Blue Sky notice filings
• Prepare Blue Sky charts with exemptions and initial and renewal filing requirements
• Prepare Blue Sky notice filings for all 50 states, including California and New York requirements, using the EFD filing system
• Calculate fees and prepare electronic and paper Blue Sky notice filings for Regulation A Tier 2 offerings
• Prepare and manage Blue Sky filings, including Form D, Rule 506 exemptions, Reg D, and Reg A compliance
• Conduct detailed state-level Blue Sky research and assist with filings across multiple jurisdictions
• Maintain knowledge of Blue Sky laws, SEC EDGAR filing requirements, and NASAA EFD processes
• Monitor deadlines, renewals, and state-specific compliance obligations
• Maintain and track offering documentation, including PPMs, subscription agreements, and investor information
• Ensure filings, procedures, and communications meet company and client compliance standards
• Protect client confidentiality and follow firm-approved operational policies
• Collaborate with team members and client stakeholders to complete filings and projects on time
• Perform additional related duties as assigned

Senior Blue Sky & Securities Paralegal