Senior Principal Consultant

ACA Group

Participate in mock regulatory examinations and compliance program reviews as part of ACA Group. Oversee junior staff and manage complex client relationships in compliance advisory.

Posted 6/25/2026full-timeArizona, California, Colorado, Connecticut, District of Columbia, Florida, Idaho, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Mississippi, Missouri, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia • 🇺🇸 United StatesSenior💰 $180,000 - $200,000 per yearWebsite

About the role

Key responsibilities & impact

Participate in mock regulatory examinations and compliance program reviews
Assist with policy and procedure reviews
Draft reports and manuals for compliance
Provide compliance assistance to clients including private funds and registered products
Take a leading role on complex projects
Develop client relationships and oversee ACA junior staff
Serve as an outsourced chief compliance officer for clients
Manage assigned client relationships and projects proactively

Requirements

What you’ll need

Bachelor’s degree
8 years of industry experience
Alternatively, at least 6 years of related experience as an examiner or attorney with U.S. regulatory authorities, or a compliance analyst or consultant
Advanced knowledge of federal securities laws
Professional demeanor with high-profile clients
Major in compliance, law, business, accounting, finance, or economics preferred
Supervisory experience

Benefits

Comp & perks

medical and dental coverage
401(k) plans
paid time off options
flexible work environment
time off for designated ACA Paid Holidays
Summer Fridays
Personal/Family Care
other leaves of absence for physical, financial, and emotional well-being
Student Debt Forgiveness
Pet Insurance

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

compliance program reviewspolicy and procedure reviewsdrafting reportscompliance assistanceclient relationship managementproject managementregulatory examinationsfederal securities laws

Soft Skills

leadershipinterpersonal skillsprofessional demeanorsupervisory experience