ACA Group

Senior Compliance Analyst, Anti-Money Laundering

ACA Group

full-time

Posted on:

Location Type: Hybrid

Location: Pittsburgh • Florida • Maine • United States

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Job Level

Senior

About the role

  • Assist with ACA service offerings including regulatory filings
  • Expert network chaperoning
  • Anti-money laundering support
  • Electronic communication review
  • Code of ethics and personal trading reviews
  • Marketing review
  • Analyze clients’ books and records
  • Interpret complicated documents to identify potential regulatory risks
  • Assist with planning of upcoming reviews
  • Draft reports summarizing ACA’s review and findings
  • Assist with oversight of certain managed services client engagements
  • Participate in training and career development via assigned courses
  • Maintain internal knowledge resources
  • Perform other ad-hoc work/special projects as necessary

Requirements

  • Bachelor’s degree
  • At least 1 year of KYC investor onboarding experience
  • General working knowledge of relevant federal securities laws and associated rules and regulatory positions behind them
  • Skills and attributes for success: Demonstrated professional integrity, dependable, flexible, adaptable
  • Ability to exercise discretion and make independent judgments
  • Ability to work in a fast-paced, small team environment
  • Ability to establish and maintain effective working relationships
  • Highly motivated and goal oriented; pro-active in education and career progression
  • Strong organizational and problem-solving skills with attention to detail
  • Strong oral and written communication skills
  • Proficient with Microsoft Office applications
Benefits
  • Medical and dental coverage
  • 401(k) plans
  • Paid time off options
  • Flexible work environment
  • Time off for designated ACA Paid Holidays
  • Summer Fridays
  • Personal/Family Care
  • Other leaves of absence for well-being
  • Student Debt Forgiveness
  • Pet Insurance
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
KYC investor onboardingregulatory filingsanti-money launderingelectronic communication reviewcode of ethics reviewmarketing reviewregulatory risk analysisreport draftingmanaged services oversightproblem-solving
Soft Skills
professional integritydependableflexibleadaptablediscretionindependent judgmentteamworkrelationship buildingmotivatedgoal oriented