Senior Compliance Analyst, MS
ACA Group
full-time
Posted on:
Location Type: Office
Location: Pennsylvania • Pennsylvania • 🇺🇸 United States
Visit company websiteJob Level
Senior
About the role
- Support supervisors, relationship managers, account owners, and engagement leads with ACA managed services offerings including electronic communications reviews, regulatory filings, marketing reviews, and anti-money laundering reviews
- Assist with regulatory filings and marketing reviews
- Analyze clients’ books and records for potential regulatory issues
- Draft reports for clients summarizing findings
- Maintain internal knowledge resources
Requirements
- Bachelor’s degree
- At least 1 year of experience including: (i) examiner or attorney with U.S. SEC, NFA, CFTC, FINRA or similar OR (ii) compliance analyst or consultant with ACA or similar organizations
- General working knowledge of federal securities laws and rules
Benefits
- medical and dental coverage
- 401(k) plans
- paid time off options
- flexible work environment
- time off for designated ACA Paid Holidays
- Summer Fridays
- Personal/Family Care
- leaves of absence
- Student Debt Forgiveness
- Pet Insurance
Applicant Tracking System Keywords
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