Financial Crime

• UAT planning & test design
• Analyze business requirements and functional documentation to develop comprehensive UAT test plans, scenarios, and scripts aligned to business outcomes.
• Translate requirements into clear, executable test cases with defined acceptance criteria, expected results, and traceability to scope.
• Participate in requirement walkthroughs to document scenarios, identify gaps, ambiguities, and dependencies early.
• Serve as the day-to-day UAT point of contact for assigned initiatives.
• Develop UAT plans, test scenarios, and scripts; execute testing and log defects in Jira (including severity, steps to reproduce, evidence, and impacted functionality).
• Coordinate test environments, test data, and user access, partnering with Technology and platform teams to ensure readiness prior to execution.
• Organize and facilitate UAT kickoffs, daily checkpoints, defect triage sessions, and retest cycles.
• Track, triage, and manage defects through resolution and retesting, ensuring appropriate prioritization and clear ownership.
• Support root-cause discussions by comparing observed behavior to requirements, designs, and upstream test results; ensure defects vs. change requests are correctly categorized.
• Validate fixes through retesting and regression testing as required, confirming issues are resolved without introducing new defects.
• Provide clear status updates to project teams and stakeholders, including progress against plan, defect trends, risks, and mitigation actions.
• Escalate critical risks (environment instability, data issues, high-severity defects) in a timely manner with recommended next steps.
• Prepare test summary reports including executed test cases, pass/fail rates, defect metrics, outstanding risks, and go/no-go recommendations.
• Monitor testing activity against project timelines, highlighting schedule impacts and driving actions to maintain delivery commitments.
• Support UAT sign-off, ensuring evidence is recorded, key decisions are documented, and audit-ready artifacts are stored per process.
• Maintain and continuously improve UAT templates, checklists, and playbooks to increase consistency and quality.
• Identify recurring defect patterns and recommend changes to requirements clarity, test coverage, data setup, training, or upstream QA processes.
• Maintain strong documentation and follow established processes to ensure consistency, accuracy, and control adherence
• Assist with post-deployment validation and confirm that changes and fixes performed by Technology operate as intended.

Financial Crimes Risk – Quality Oversight UAT Coordinator

• Defining and maintaining architecture and technology plans
• Driving modernization and improving automation and maintainability of Truist’s technology solutions
• Defining target architecture and setting strategy
• Partnering with solutions architects to craft solutions architectures
• Researching emerging technology/best practices
• Educating and evangelizing CIAM, Fraud, & AML solutions
• Ensuring TPS solutions and infrastructure are reliable
• Collaborating with CIAM, Fraud, and AML engineering teams and other stakeholders
• Leading the development of comprehensive architectural models
• Optimizing existing architecture

Principal Architecture Consultant – Client IAM Fraud and AML

• Perform detailed analysis on electronic transactions and activities that appear to support suspicions of fraudulent activity
• Take precautionary measures on accounts and/or transactions to mitigate risk
• Communicate information on deposit fraud suspects to account relationship officers
• Document daily review and analysis of suspect transactions

Digital Fraud Detection Specialist

• Perform assessments of alerted customer activity generated from transaction monitoring software
• Ensure timely identification and escalate unusual activity
• Analyze customer activity to make independent judgements of whether the activity is unusual and requires escalation
• Draft reports and documenting analysis in a logical manner that sufficiently supports decisions
• Work with front line staff to obtain any information that would be helpful during the alert assessment and analysis
• Apply critical thinking skills to recognize patterns, trends and inconsistencies within transactional and customer data to detect, prevent, mitigate and report potentially suspicious activity
• Understand complex issues and customer risks associated with money laundering, terrorist financing, financial crimes or other legal and reputational risks
• Stay current with money laundering and terrorist financing behaviors, trends, patterns and typologies
• Stay current with rules, laws and regulations
• Maintain attention to detail

Financial Crimes Alert Analyst

• Lead execution of financial crimes risk assessments for new product proposals, ensuring alignment with Firm policy and regulatory expectations.
• Serve as a key point of contact for GFC within the NPA lifecycle.
• Collaborate with technology and cross-functional teams to document and communicate control requirements.
• Support implementation of controls into systems and processes.
• Collaborate with technology and cross-functional teams to ensure financial crimes control requirements are understood and implemented.
• Lead cross-functional working sessions and coordinate with stakeholders to assess control feasibility and implementation readiness.
• Maintain and apply governance frameworks and documentation standards.
• Lead working sessions with stakeholders to review project status, track issues, and ensure timely financial crimes assessments.
• Own execution of assigned financial crimes initiatives, including post-implementation reviews and process improvements.
• Prepare reporting materials for senior management and present updates on program status and risks as needed.

Global Financial Crimes Change Management Director – AVP

• Join Alpaca Securities’ dynamic and fully remote Compliance team dedicated to safeguarding the integrity of the financial markets.
• Collaborate with the AMLCO to implement and refine investigative procedures cross CIP/KYC, AML, Anti-Fraud, and Securities Fraud Monitoring initiatives.
• Conduct in-depth investigations into potentially suspicious activity, including securities fraud, account manipulation, and other financial crimes identified through transaction monitoring alerts, escalations, and referrals.
• Prepare, document, and file Suspicious Activity Reports (SARs) in compliance with FinCEN requirements and internal policies.
• Review and respond to sanctions screening alerts, FinCEN 314(a) and 314(b) requests, and other regulatory inquiries.
• Maintain and continuously update firm-wide risk assessments covering BSA/AML, sanctions, fraud, and securities surveillance programs.
• Partner with internal stakeholders and assist during external audits, examinations, and regulatory engagements.
• Provide guidance and support across various business units, including trading, operations, and customer support, to ensure alignment with compliance protocols.
• Stay abreast of regulatory developments and industry best practices, particularly those related to the Bank Secrecy Act, the USA PATRIOT Act, OFAC regulations, and SEC/FINRA rules.
• Support the development and refinement of policies, procedures, monitoring controls, and compliance reporting mechanisms.
• Lead and contribute to special projects, compile investigative findings, and prepare reports for management, regulators, and auditors.

Trade Surveillance Analyst 1 – Financial Crimes

• Responsible for supporting the day-to-day operation of the AML Governance function through governance coordination, executive reporting, issue management, change management, and governance operations
• Coordinate governance routines, operating rhythms, committee activities, and management forums
• Produce and maintain AML program reporting, dashboards, and governance metrics
• Facilitate governance-related communications and stakeholder engagement
• Support intake, tracking, and governance of AML escalations
• Provide day-to-day operational support for AML issue management

AVP, AML Governance Manager

• Develop, implement, and maintain HFD's written BSA/AML compliance program, policies, procedures, and internal controls.
• Conduct periodic reviews and updates to align with current regulatory requirements.
• Oversee the monitoring of customer transactions for unusual or suspicious activities.
• Ensure the timely and accurate completion and reporting of all Questionable Activity Reports (QARs) including oversight of the QAR Committee, reporting to our sponsor bank, and reporting to HFD’s Compliance Committee.
• Participate in the efforts to prevent and detect fraudulent activities that may have BSA/AML implications.
• Conduct periodic, comprehensive risk assessments to identify potential money laundering and terrorist financing risks across all products, services, and customer types.
• Manage the Customer Identification Program (CIP) and CDD processes, including verifying customer identities and assessing risk profiles at account opening and throughout the relationship.
• Develop and deliver ongoing BSA/AML/OFAC training to all employees, relevant management, and the Board of Directors to ensure awareness and compliance with regulatory obligations.
• Act as the primary liaison for internal auditors, independent state and federal auditors, and regulatory examiners on BSA/AML matters.
• Coordinate responses to audits and examinations and ensure identified deficiencies are addressed.
• Serve as the main point of contact for legal requests, such as subpoenas and garnishments, coordinating with internal and external stakeholders for timely and legally compliant responses.

BSA/AML Officer

• Works both independently and within teams to conduct complex data analysis and identify, assess and mitigate financial crimes risk
• Executes policies and procedures to meet the bank's compliance with laws, regulations, and industry standards
• Assumes leadership responsibilities within a group or team
• Responsible and accountable for risk by openly exchanging ideas and opinions, elevating concerns, and personally following policies and procedures as defined
• Accountable for always doing the right thing for customers and colleagues, and ensures that actions and behaviors drive a positive customer experience
• While operating within the Banks risk appetite, achieves results by consistently identifying, assessing, managing, monitoring, and reporting risks of all types
• Assumes team leadership roles and responsibilities as required by management
• Possesses strong working knowledge of financial crimes trends and typologies
• Meets regulatory and business deadlines
• Makes appropriate risk decisions related to financial crimes risk
• Writes accurate and complete reports that are supported by facts
• Considered a subject matter expert in the specific field for which they have a responsibility and the related Bancorp policies and procedures
• Performs required tasks with minimal supervision
• May lead team meetings or conduct one-on-ones with peers or direct reports
• Understands the impact of organizational changes and assists with communicating those changes
• Maintains knowledge of current and emerging issues and risks in the compliance and regulatory environment
• Contributes to financial crimes policies, procedures, and risk assessments as required
• Identifies areas of process improvement to increase departmental efficiencies
• Manages projects designed to improve the quality or efficiency of work produced
• Maintains strong working relationships with all business lines and support groups
• Prepares and manages communications with business lines, support groups, and external parties to ensure timely receipt of the requested information
• Conducts complex data analysis and document findings appropriately
• Leads special projects as assigned
• Provides data and analytical support to business partners

Senior Financial Crimes Analyst

• Manage and maintain TD’s AML/ATF/Sanctions/ABAC programs
• Develop frameworks, methodologies, and policies
• Conduct periodic risk reviews
• Support management in risk assessment initiatives
• Facilitate communication for internal audit engagements

Financial Crime Risk Specialist – Regulatory Response, Audit Oversight

• Reviewing alerts generated from the sanctions screening of transactions
• Conducting Level 1 (L1 - initial review) of sanctions screening for real-time and post transactional review of hits
• Conducting manual sanctions screening and providing timely response to various requests
• Performing control reconciliation functions of daily reviews to ensure all hits are addressed/escalated timely
• Staying abreast of regulatory changes and AML-related news

AML Compliance, Screening Specialist

• Support and influence the creation of a best in class, global Financial Crime Compliance Operation.
• Develop and implement a comprehensive financial crime risk assessment for all products, services and constructs for our card programs. Leverage strong quantitative, critical thinking, and communication skills in developing, owning and executing a sound risk management framework.
• Create and Implement robust reporting mechanisms to track compliance and program maturity through key performance indicators (KPIs), key risk indicators (KRIs), operational metrics and industry benchmarks.
• Assists the BSA Officer and Global MLRO in the administration and execution of the global financial crime compliance program. Conducts periodic risk assessments, refines methodologies and ensures control frameworks are appropriately identifying and mitigating risk.
• Responsible for branding and building relationships with bank partners, compliance counterparts externally and internally. Serves as Lead in connecting the Marqetan community to Compliance initiatives and strategy.

Deputy BSA Officer, Financial Crime Compliance & Risk

• Conducting and overseeing Know Your Customer (KYC) due diligence activities
• Evaluating customer risk and managing onboarding activities
• Analyzing and approving customer risk profiles
• Collaborating with business partners on operational effectiveness and compliance

KYC Officer II

• Serve as a subject matter expert responsible for conducting detailed reviews and dispositioning complex alerts
• Participates in the analysis, update, and implementation of financial crimes policies and procedures
• Analyzes data to identify financial crimes risks and develop recommendations
• Works with senior leadership to set strategic direction for the department
• Monitors financial crimes-related regulatory and industry developments and provides input

Financial Crimes Officer II

• Support with day-to-day Transaction Monitoring initiatives including, reviewing, investigating and reporting through AML expertise.
• Execution of monitoring checks on customers, transactions, and other activities to identify potential risks and comply with regulatory requirements.
• Management of issues and alerts arising from transition monitoring tests, including the investigation and resolution of each incident.
• Collaboration with teams across the bank to align and integrate Transaction Monitoring processes.
• Identification of areas for improvement and providing recommendations for change in Transaction Monitoring processes.
• Development and implementation of Transaction Monitoring procedures and controls to mitigate risks and maintain operational efficiency.

AML Operations PEP Analyst

• Lead and review complex, higher risk investigations involving money laundering, human trafficking, higher risk customers and industries such as cannabis/hemp‑related activity, and other emerging typologies.
• Ensure accurate, timely, and well‑supported SAR decisions and filings in compliance with FinCEN and regulatory expectations.
• Serve as an escalation point for investigators on complex or sensitive cases, including engagement with broader partners to support research.
• Manage investigative quality through case reviews, trend analysis, metrics, and targeted quality assurance reviews.
• Develop and maintain effective investigative procedures aligned with a risk‑based BSA/AML program.
• Stay current on regulatory developments, enforcement actions, and emerging financial crime risks; translate changes into actionable guidance.
• Prepare materials and support BSA/AML examinations, audits, and regulatory inquiries related to investigations and SARs.
• Partner cross‑functionally with Fraud, Sanctions, Legal, Compliance Advisory, and business units to drive effective risk mitigation.
• Lead, coach, mentor, and develop investigative staff, including providing training and feedback to enhance analytical skills and judgment.
• Translate operational insights into repeatable processes, championing continuous improvement and technology adoption to scale efficiently and nimbly.
• Provide performance metrics (KRIs, KPIs) inclusive of productivity and trending.
• Contribute to program enhancements, technology optimization, and ongoing AML/CFT transformation initiatives.
• Review partner SLAs/KPIs, alert and case handoffs, escalation protocols, and control guardrails.

Senior Manager – BSA/AML Complex Investigations

• Support and enhance PNC’s Anti-Money Laundering (AML) program by partnering with stakeholders to design and implement various AML AI solutions.
• Design requirements, provide input on practical applications, and support adoption of solutions while ensuring appropriate review, challenge, and alignment with regulatory expectations and enterprise risk management practices.
• Communicates effective enterprise wide and business unit compliance program requirements and implications to comply with the Bank Secrecy Act, AML, USA PATRIOT ACT and Sanctions Program.
• Provides AML and Sanctions advice and critical challenge to senior staff, lines of business and operational execution areas.
• Updates Compliance policies and procedures as needed.
• Ensures that Compliance Manuals, Front Office Manuals, policies and procedures accurately reflect current laws, rules, other regulatory requirements and management intent.
• Coordinates regulatory examinations and inquiries, including the coordination of interviews and information requests from regulatory agencies.
• Identifies and helps to define the enterprise wide AML and Sanctions program objectives for assigned line(s) of business, products/services and operational execution areas that may execute program components to comply with the Bank Secrecy Act, AML, USA PATRIOT ACT and Sanctions Program.

AML Sanctions Advisor – AI Validation, Governance

• Assess and adjudicate incoming alerts and investigation requests
• Provide analysis and data gathering support for cases
• Apply knowledge of bank procedures, products, and systems

Financial Crime jobs in United States

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Financial Crimes Risk – Quality Oversight UAT Coordinator

Principal Architecture Consultant – Client IAM Fraud and AML

Digital Fraud Detection Specialist

Financial Crimes Alert Analyst

Global Financial Crimes Change Management Director – AVP

Trade Surveillance Analyst 1 – Financial Crimes

AVP, AML Governance Manager

BSA/AML Officer

Global Financial Crimes Change Management Director – AVP

Senior Financial Crimes Analyst

Financial Crime Risk Specialist – Regulatory Response, Audit Oversight

AML Compliance, Screening Specialist

Deputy BSA Officer, Financial Crime Compliance & Risk

KYC Officer II

Financial Crimes Officer II

AML Operations PEP Analyst

Senior Manager – BSA/AML Complex Investigations

Senior Manager – BSA/AML Complex Investigations

AML Sanctions Advisor – AI Validation, Governance

Financial Crime Risk Investigative Analyst