Financial Crime

• Completes investigations while overseeing cases meet or exceed closure and quality metrics
• Completes Suspicious Activity Reports (SAR) in a timely manner
• Reports facts of the investigation to senior stakeholders
• Performs quality control functions and investigative support roles

GFC Investigator – Brokerage, AML

• Support various AML processes including suspicious activity investigations
• Review system generated alerts and conduct research as required
• Write suspicious activity reports and make closing recommendations
• Manage a queue of alerts, cases, and investigations
• Conduct presentations to Senior Leadership
• Help maintain operations of a SIU Specialty Desk

Senior AML Investigator – Special Investigations Unit

• Supporting the execution of substantive money laundering, economic sanctions, and fraud compliance and operational risk practices
• Assisting Global Financial Crimes executives and managers with activities that support the identification, escalation and timely mitigation of compliance and operational risks
• Supports the development and maintenance of financial crimes owned policies and standards
• Assists in the production of independent financial crimes risk management reporting
• Assists in monitoring changes in regulations and advising business leaders
• Contributes to risk coverage plans, executes independent risk monitoring, testing, and risk assessments
• Assists in the identification, aggregation, reporting, and escalation of remediation and thematic analysis

Global Financial Crimes Investigations Specialist

• Design and maintain a multi-year AML Strategic Roadmap that aligns with Capital One’s innovative approach to new products and services
• Lead the delivery of the enterprise-wide money laundering and sanctions risk assessments, targeted risk assessments, and periodic control effectiveness reviews
• Develop and integrate dynamic risk assessment processes into AML reviews and decision making
• Monitor relevant financial crime regulatory requirements and typologies, and advise investigations, analytics, product, and technology teams on the deployment of controls to mitigate AML risks
• Lead second-line compliance control reviews, providing assurance that Capital One’s AML controls are designed and operating effectively to mitigate financial crime risk and are in compliance with Enterprise Risk Management (ERM) standards
• Serve as a key liaison during regulatory examinations, audits, and other programmatic reviews
• Build strong partnerships and collaborate with business, technology, and other stakeholders to reach optimal business and risk management outcomes in a dynamic and fast-moving environment
• Maintain and update AML’s guidance for first-line assessments and product, service, industry, and transaction risk ratings

Director, Anti-Money Laundering – Risk Assessments and Regulatory Strategy

• Perform AML/KYC review activities including attestation review
• Support daily team operations by monitoring team inbox, assigning alerts/cases, and assisting with workflow coordination
• Conduct research and screening activities including adverse media reviews and other preliminary due diligence tasks
• Assist with quality assurance by completing quality checks, testing, and ensuring adherence to established procedures
• Provide administrative and operational support through KPI tracking, meeting documentation, data entry, and participation in department projects and process improvement initiatives

Senior Anti-Money Laundering Investigator I – Network Due Diligence

• Leading a team that performs exploratory, data-driven investigations to identify emerging financial crime risks, typologies, and network patterns
• Translating intelligence into actionable insights that drive investigative priorities and SAR decisioning
• Partnering with EFCC Financial Intelligence Unit’s (FIU) FIU to convert emerging risk insights into transaction monitoring rules, scenarios, and alerting strategies
• Track and report on impact of intelligence-driven actions (e.g., alerts generated, cases opened, risks mitigated)
• Developing a strong interaction model with industry peers to promote collaboration related to financial crime threats
• Coordinating the intake of financial crime intelligence or the sharing identified suspicious activity with law enforcement
• Providing executive-level briefing to internal and external stakeholders
• Monitoring changes in legal and regulatory frameworks related to BSA compliance
• Ensuring confidentiality requirements are observed and data is protected

Financial Crimes Investigative Manager – Emerging Risk and Trends

• Maintaining a structured engagement model with law enforcement, peer institutions and industry groups
• Ensuring timely and accurate responses, tracking and metrics related to law enforcement requests
• Managing sensitive projects and relationships
• Engaging with federal, state, and local law enforcement through proactive initiatives
• Representing U.S. Bank as a credible, consistent external-facing leader for financial crimes collaboration
• Overseeing complex investigations involving sophisticated networks, significant risk exposure, or high-profile external coordination
• Providing executive-level briefing to internal and external stakeholders
• Monitoring changes in legal and regulatory frameworks related to law enforcement cooperation
• Contributing to the framework, policies, procedures and controls for effective identification and mitigation of the financial crime risks
• Supporting EFCC strategic planning efforts
• Supporting EFCC in regulatory exams and internal audits
• Ensuring timely issue identification and resolution
• Preserve confidentiality requirements and data protection

Director of Financial Crimes – External Engagement

• Join a team of Financial Intelligence Unit (FIU) analysts focusing on ongoing monitoring, testing, and governance of AML Transaction Monitoring models.
• Partner closely with model owners, Model Risk Management, internal and external auditors, and senior leadership to evaluate model behavior.
• Identify emerging risks and support enhancements to AML monitoring capabilities across the enterprise.
• Perform ongoing monitoring and performance assessments of AML Transaction Monitoring models.
• Conduct comprehensive code reviews and code change assessments for AML Transaction Monitoring models.
• Execute below-the-line testing of model thresholds.
• Prepare and present materials for audiences including senior leadership, Model Risk Management, Corporate Audit, and regulatory partners.

Quantitative Model Analyst 3 – AML

• Perform a key risk management role (second line of defense) to ensure compliance with applicable laws and regulations
• Drive and deliver quality results and provide compliance advice to lines of business as a subject matter expert
• Partner with executives and their teams to identify potential risks in a collaborative environment
• Develop and lead department training as appropriate
• Provide AML advice on complex projects
• Engage and influence business stakeholders to ensure AML requirements are appropriately addressed

Senior Manager, Anti-Money Laundering (AML), Global Payment Network Advisory

• Leading a team that performs exploratory, data-driven investigations to identify emerging financial crime risks, typologies, and network patterns
• Translating intelligence into actionable insights that drive investigative priorities and SAR decisioning
• Partnering with EFCC Financial Intelligence Unit’s (FIU) to convert emerging risk insights into transaction monitoring rules, scenarios, and alerting strategies
• Track and report on impact of intelligence-driven actions (e.g., alerts generated, cases opened, risks mitigated)
• Developing a strong interaction model with industry peers to promote collaboration related to financial crime threats
• Coordinating the intake of financial crime intelligence or the sharing identified suspicious activity with law enforcement
• Providing executive-level briefing to internal and external stakeholders
• Monitoring changes in legal and regulatory frameworks related to BSA compliance
• Ensuring confidentiality requirements are observed and data is protected

Financial Crimes Investigative Manager, Emerging Risk and Trends

SIU Director – Financial Crimes External Engagement

• Preparation and maintenance of governance process documentation
• Facilitation of Policies, Standards and Procedures (PSP) changes including annual renewals and off-cycle changes
• Assist in defining and developing governance metrics and data to monitor compliance and program effectiveness
• Provide support in preparing materials for various AML forums
• Communicating and reporting on results of assessments, and processes
• Assist in regulatory applicability change process
• Researching and problem-solving

Anti-Money Laundering (AML) Global Payment Network (GPN) Risk Specialist

• Conduct routine surveillance reviews to identify unusual market activity
• Assist with analyzing trading activity for indications of potential violations
• Draft summaries of internal updates regarding rules, regulations, guidelines, intelligence, and advisories
• Assist with projects for testing and developing new analytics, surveillance tools, or processes
• Present investigative findings to management in an organized, concise, and timely fashion
• Follow the process for the documentation of review steps and results

Senior Analyst, Fraud Detection

• Conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity
• Analyzing trading activity for indications of potential violations
• Researching and providing internal updates regarding rules, regulations, guidelines, intelligences, and advisories
• Completing assigned tasks for testing and developing new analytics, surveillance tools or processes that detect and deter fraudulent activity
• Preparing well-organized, detailed, and accurate reports
• Completing documentation of review steps and results
• Demonstrating subject matter expertise and coaching/train colleagues in techniques, processes, and responsibilities
• Working on routine projects with the assistance of management
• Participating in initiatives across Surveillance

Associate Principal Analyst, Fraud Detection

• Support client engagements across the financial services, fintech, and money services business (MSB) sectors
• Assist clients in building, enhancing, and operating financial crime compliance programs
• Contribute to policy and procedure development
• Perform independent reviews and gap assessments
• Execute day-to-day compliance operations (KYC onboarding, transaction monitoring, EDD, SAR processes)
• Apply statistical analytics to large transaction datasets
• Assist clients with the design, implementation, and enhancement of fraud controls
• Support the creation and enhancement of compliance program documentation
• Conduct independent reviews of BSA/AML/OFAC and fraud‑related controls
• Analyze large datasets to identify financial crime risks
• Collaborate closely with clients and internal teams
• Monitor BSA/AML/OFAC regulatory developments

Senior Associate, AML/Fraud Risk Advisory

• Support various AML processes including suspicious activity investigations and other AML processes.
• Collaborate with AML Supervisors and Managers to perform critical functions.
• Conduct suspicious activity reporting and closing investigations for high-risk typologies.
• Review system-generated alerts, assess impact to AML processes, and document results.
• Write suspicious activity reports, make closing recommendations, and conduct enterprise-wide reviews.
• Self-manage a queue of alerts, cases, and closing investigations.
• Conduct presentations to Senior Leadership and/or Legal.
• Help maintain operations of a SIU Specialty Desk and keep desk guides current.

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GFC Investigator – Brokerage, AML

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Senior Anti-Money Laundering Investigator I – Network Due Diligence

Financial Crimes Investigative Manager – Emerging Risk and Trends

Director of Financial Crimes – External Engagement

Quantitative Model Analyst 3 – AML

Senior Manager, Anti-Money Laundering (AML), Global Payment Network Advisory

Financial Crimes Investigative Manager, Emerging Risk and Trends

SIU Director – Financial Crimes External Engagement

Anti-Money Laundering (AML) Global Payment Network (GPN) Risk Specialist

Senior Analyst, Fraud Detection

Associate Principal Analyst, Fraud Detection

Senior Associate, AML/Fraud Risk Advisory

Senior AML Investigator – Special Investigations Unit