Compliance

• Support the operations of our compliance and risk programs, by completing reporting, triaging issues to the appropriate stakeholders, assisting in drafting procedures and completing recurring reviews.
• Prepare reporting and build dashboards to facilitate identification of issues or trends.
• Coordinate the implementation and tracking of compliance training and educational programs for new and/or existing employees.
• Learn about the regulatory environment applicable to Wealthsimple’s products and services, including but not limited to anti-money laundering and securities legislation.
• Work independently on special projects and other tasks as assigned.
• Learn about the role of compliance and risk functions, and gain insight into the broader financial services industry, across multiple products and services.
• Supporting the team with preparation and submission of regulatory fillings.
• Helping update and maintain desk-top procedures for compliance-related tasks.
• Assist with other compliance program-related tasks, as applicable.

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