Compliance

• Chair and coordinate meetings for assigned Compliance Committees.
• Develop and implement compliance activities for assigned areas.
• Identify areas of potential compliance risk and take appropriate measures to resolve that risk.
• Facilitate open communication allowing employees to report compliance concerns.
• Evaluate the compliance program activities in assigned areas and institute necessary changes.
• Ensure that each assigned area has internal controls and monitoring in place.
• Assist with the execution of the annual compliance work plan for each assigned entity.
• Investigate and document all reported compliance issues.
• Maintain documentation of all investigations, corrective actions, and supporting compliance activities.
• Educate personnel about the UH Compliance and Ethics program.

Compliance Officer/Sr. Compliance Officer

Senior Regulatory Risk Specialist

Senior Specialist – Trade Compliance

Product Compliance Manager

Senior Compliance Program Specialist

PAC Compliance Consultant