Compliance Quality Assurance Lead Testing Analyst – Fiduciary Oversight and Testing

U.S. Bank

Compliance QA Lead testing fiduciary and investment risks, controls, and regulatory compliance at U.S. Bank.

Posted 8/5/2026full-timeMinneapolis • Arizona, Minnesota, Montana, North Carolina, Ohio • 🇺🇸 United StatesSenior💰 $105,400 - $124,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in fiduciary principles, risk management, and compliance within financial institutions, with a strong ability to conduct risk assessments and communicate findings effectively to stakeholders.

Highest-signal resume keywords

Fiduciary PrinciplesRisk ManagementCompliance ReviewsProject ManagementAnalytical Skills

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Risk AssessmentRegulatory ExaminationsTrust AdministrationInvestment ManagementControl Evaluation

Soft Skills

Critical ThinkingProblem-SolvingWritten CommunicationVerbal CommunicationCoaching

Certifications & Qualifications

Juris Doctor (JD)Professional Certifications

Industry Keywords

Fiduciary LawsInvestment AdvisoryComplianceInternal AuditRegulatory Oversight

About the role

Key responsibilities & impact

Administer and execute testing activities within the Independent Risk Review and Assessment (IRRA) second line organization
Partner with WCIB Business Units and Risk, Compliance, and Audit professionals to create, implement, maintain, review, and oversee an effective risk management framework
Complete projects and activities confirming compliance with fiduciary/trust requirements and applicable federal, state, and local laws and regulations
Identify control and process weaknesses through testing activities
Partner with Business Units and Risk Management groups to recommend and influence solutions that mitigate compliance risks
Communicate testing results to the Manager, including well-written draft reports
Respond to and escalate significant risks as appropriate
Provide oversight, coaching, and feedback regarding work completed by supporting Analysts

Requirements

What you’ll need

Bachelor's degree, or equivalent work experience
Typically, more than six years of applicable experience
Strong knowledge of fiduciary principles, trust administration, discretionary investment management, and applicable fiduciary laws and regulations
Experience supporting or overseeing fiduciary and investment-related businesses, including Personal Trust, Institutional Trust, Corporate Trust, Asset Management, Registered Investment Adviser (RIA), or Fund Services activities
Background in legal, compliance, risk management, internal audit, regulatory oversight, or fiduciary services within a financial institution
Experience conducting risk assessments, audits, compliance reviews, testing, or regulatory examinations of fiduciary and investment advisory activities
Ability to identify and evaluate fiduciary, regulatory, operational, and investment-related risks, controls, and governance practices
Strong analytical, critical thinking, project management, and problem-solving skills
Excellent written and verbal communication skills, with the ability to present complex regulatory and risk matters to senior leaders and stakeholders
Juris Doctor (JD) and/or relevant professional certifications preferred

Benefits

Comp & perks

Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
Incentive and recognition programs
Equity stock purchase
Pension