FREE ACCESS
5,000–10,000 jobs/day
See all jobs on JobTailor
Search thousands of fresh jobs every day.
Discover
- Fresh listings
- Fast filters
- No subscription required
Create a free account and start exploring right away.
About the role
Key responsibilities & impact- Lead and execute quality assurance reviews, including in-flight reviews, post-engagement reviews, targeted reviews, thematic reviews, and horizontal assessments
- Assess audit engagements for conformance with CAS Policy, Policy Guidance, Procedures, audit methodology, regulatory expectations, and the IIA Global Internal Audit Standards
- Evaluate audit planning, risk assessments, testing strategies, issue identification, workpaper documentation, supervisory review, and reporting effectiveness
- Assess evidence of professional skepticism, auditor judgment, and credible challenge during audit engagements
- Complete self-assessments of conformance with professional standards, regulatory requirements, and internal audit governance expectations
- Monitor changes to professional standards, regulatory guidance, and industry best practices and assess impacts to CAS methodology and governance documents
- Assist with assessments supporting internal and external quality reviews required under the QAIP
- Identify trends, themes, root causes, and opportunities to improve audit quality and consistency across CAS
- Analyze QAIP results and quality metrics to identify emerging risks and improvement opportunities
- Prepare and communicate QAIP review results to audit management
- Develop concise, actionable reports that clearly articulate observations, root causes, risks, and recommendations
- Assist QAIP Senior Audit Manager with development and execution of the annual QAIP Plan
- Support development and maintenance of QAIP methodologies, templates, tools, checklists, and guidance documents
Requirements
What you’ll need- Bachelor's degree or equivalent work experience
- Typically more than 8 years of experience
- 10 or more years of Internal Audit, Risk Management, Compliance, Regulatory, Financial Services, or related experience preferred
- Strong analytical, critical thinking, and problem-solving skills
- Demonstrated ability to manage multiple priorities and deadlines
- Excellent written and verbal communication skills
- Certified Internal Auditor (CIA), CPA, CISA, CRCM, or other relevant professional certification
- Expert knowledge of the IIA Global Internal Audit Standards and internal audit quality assessment methodologies
- Strong understanding of regulatory expectations applicable to Internal Audit within large financial institutions
- Experience performing quality assurance reviews, methodology reviews, self-assessments, external assessments, or regulatory reviews.
- Experience assessing audit issue quality, remediation effectiveness, and root cause analysis
- Experience with quality metrics, data analytics, dashboard reporting, and continuous monitoring techniques
- Proficiency with audit management and governance platforms such as TeamMate+, Archer, or similar tools
- Relevant experience in financial services businesses, including Credit Risk, Regulatory Compliance, Operations, Treasury, Payments, Consumer Banking, Commercial Banking, Wealth Management, Model Risk, or Technology
- Demonstrated ability to influence stakeholders and provide credible challenge while maintaining strong business relationships
- Proven ability to adapt to changing priorities and regulatory expectations
Benefits
Comp & perks- Healthcare (medical, dental, vision)
- Basic term and optional term life insurance
- Short-term and long-term disability
- Pregnancy disability and parental leave
- 401(k) and employer-funded retirement plan
- Paid vacation (from two to five weeks depending on salary grade and tenure)
- Up to 11 paid holiday opportunities
- Adoption assistance
- Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
Quality Assurance ReviewsAudit MethodologyRisk AssessmentRoot Cause AnalysisQuality MetricsContinuous Monitoring TechniquesSelf-AssessmentsRegulatory ReviewsAudit Issue Quality AssessmentFinancial Services Compliance
Soft Skills
Analytical SkillsCritical ThinkingProblem-SolvingCommunication SkillsStakeholder Influence
Certifications
Certified Internal Auditor (CIA)Certified Public Accountant (CPA)Certified Information Systems Auditor (CISA)Certified Regulatory Compliance Manager (CRCM)