Senior Auditor – Wealth, Corporate, Commercial and Institutional Banking

U.S. Bank

. Independently executing audit engagements end‑to‑end, including risk assessment, walkthroughs, process documentation, and testing of control design and operating effectiveness .

Posted 5/19/2026full-timeNew York City • Illinois, Minnesota, New York, North Carolina • 🇺🇸 United StatesSenior💰 $104,550 - $123,000 per yearWebsite

About the role

Key responsibilities & impact

Independently executing audit engagements end‑to‑end, including risk assessment, walkthroughs, process documentation, and testing of control design and operating effectiveness
Evaluating regulatory, operational, and governance controls across retail broker‑dealer and registered investment advisor activities
Building and documenting process flows, identifying control gaps, and developing well‑supported audit observations
Exercising professional judgment to assess risk severity, root cause, and potential impact, and clearly articulating conclusions to management
Partnering effectively with business and risk stakeholders to challenge existing practices, provide credible audit perspectives, and influence control enhancements
Contributing to enhanced continuous monitoring and issue validation activities to support sustained control effectiveness
Leveraging data analytics and AI‑enabled techniques to enhance audit coverage, efficiency, and insight, either through hands‑on analysis or effective use of enterprise analytics capabilities

Requirements

What you’ll need

Bachelor's degree, or equivalent work experience
Typically, more than five years of applicable experience
Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
Advanced understanding of the business line’s operations, products/services, systems, and associated risks/controls
Thorough knowledge of Risk/Compliance/Audit competencies
Strong analytical, process facilitation and project management skills
Effective presentation, interpersonal, written and verbal communication skills
Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
Applicable professional certifications

Benefits

Comp & perks

Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

audit engagementsrisk assessmentprocess documentationcontrol designoperating effectivenessdata analyticsAI-enabled techniquescontinuous monitoringissue validationregulatory compliance

Soft Skills

analytical skillsprocess facilitationproject managementpresentation skillsinterpersonal skillswritten communicationverbal communicationprofessional judgmentinfluencing skillsarticulating conclusions

Certifications

professional certifications