Capital Markets Compliance Officer

U.S. Bank

Capital Markets Compliance Officer partnering with leaders to oversee risk management framework. Leading compliance projects and activities while ensuring regulatory adherence at U.S.

Posted 5/5/2026full-timeCharlotte • Minnesota, North Carolina • 🇺🇸 United StatesSeniorLead💰 $126,820 - $149,200 per yearWebsite

About the role

Key responsibilities & impact

Partners with leaders in their assigned Line of Business, Risk/Compliance/Audit (RCA) Consultants, and other RCA Managers to, depending on the function, oversee the successful creation, implementation, and maintenance of an effective risk management framework
Lead projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations
Facilitate the identification of gaps and drive solutions that minimize losses resulting from inadequate internal processes, systems, or human errors
Ensures the active identification, response and/or escalation of risks as appropriate
May influence policies and procedures to maximize profit potential and minimize regulatory exposure
Accountable for an effective partnership between the Line of Business and the Lines of Defense

Requirements

What you’ll need

Bachelor's degree, or equivalent work experience
Typically more than 10 years of applicable experience
Advanced knowledge and experience with regulations applicable to Leveraged Finance and Investment Grade Debt Capital Markets and Syndicate, Loan Capital Markets, Brokered CDs and Structured Products
Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
Advanced understanding of the business line’s operations, products/services, systems, and associated risks/controls
Thorough knowledge of Risk/Compliance/Audit competencies
Strong leadership and management skills of processes, projects and people
Effective written and verbal communication skills
Strong analytical, problem-solving and negotiation skills
Proficient computer skills, especially Microsoft Office applications
Applicable professional certifications

Benefits

Comp & perks

Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

risk management frameworkregulationscompliancefinancial servicesRisk/Compliance/Audit competenciesanalytical skillsproblem-solving skillsnegotiation skillsproject managementprocess management

Soft Skills

leadershipmanagement skillseffective communicationwritten communicationverbal communicationcollaborationinfluencinggap identificationsolution drivingescalation of risks

Certifications

professional certifications