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About the role
Key responsibilities & impact- Assists the Audit Project Manager in planning audit engagements
- Includes performing control testing based on audit program directions; applying appropriate sampling and control testing techniques; identifying and assessing the relevancy of potential issues; and documenting work performed in TeamMate Audit Solutions to support audit scope/conclusion in compliance with CAS Policies, Standards, and Guidelines
- Drafts audit issues under the supervision of the Senior Auditor and Audit Project Manager
- Includes identifying root causes rather than symptoms of control weaknesses, and developing appropriate recommendations
- Collaborates with colleagues and stakeholders to evaluate, test, and report on the adequacy and effectiveness of management controls
- Performs other duties as requested by management
Requirements
What you’ll need- Bachelor's degree, or equivalent work experience
- Typically, more than two years of applicable experience
- Basic knowledge of applicable laws, regulations, financial services, and regulatory trends that impact the assigned line of business
- Relevant Financial Services Industry knowledge
- Basic understanding of The Institute of Internal Auditors Global Internal Audit Standards and the common definition of internal controls
- Knowledge of Risk/Compliance/Audit competencies
- Ability to manage multiple tasks and deadlines simultaneously
- Proficiency in Microsoft Office and other software tools (Word, Excel, PowerPoint, databases, presentations)
Benefits
Comp & perks- Healthcare (medical, dental, vision)
- Basic term and optional term life insurance
- Short-term and long-term disability
- Pregnancy disability and parental leave
- 401(k) and employer-funded retirement plan
- Paid vacation (from two to five weeks depending on salary grade and tenure)
- Up to 11 paid holiday opportunities
- Adoption assistance
- Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
control testingsampling techniquesaudit documentationroot cause analysisrecommendation developmentmanagement controls evaluationrisk assessmentcompliance knowledgeaudit competenciesfinancial regulations
Soft Skills
collaborationcommunicationtime managementtask managementproblem-solving
