Regulatory Administrator
U.S. Bank
full-time
Posted on:
Location Type: Remote
Location: District of Columbia • Nevada • United States
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Salary
💰 $75,820 - $89,200 per year
About the role
- Preparation of agendas, resolutions, and related materials to support board governance of the series trusts sponsored by GFS;
- Attendance at and drafting of minutes reflecting the content of board of trustees meetings for one or more series trusts sponsored by GFS;
- Working with investment advisers and other service providers to the series trusts sponsored by GFS to solicit due diligence information on behalf of the trust’s board;
- Preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using a content management system;
- Training, mentoring, and other support functions for Regulatory Administration paralegals;
- Working directly with internal counsel, external fund counsel, internal compliance administrators, financial printers, external auditors, and investment advisers on matters requiring confidentiality.
- Working on additional projects/duties as assigned.
Requirements
- Bachelor's degree, or equivalent experience
- Three to five years of related experience
- Good knowledge of federal, state and local laws and regulations
- Basic knowledge of the products, policies, operations and procedures related to the business unit
- Strong organization, analytical and project management skills
- Strong planning, implementation and negotiation skills
- Effective interpersonal, verbal and communication skills
- Proficient computer skills, especially Microsoft Office applications
Benefits
- Healthcare (medical, dental, vision)
- Basic term and optional term life insurance
- Short-term and long-term disability
- Pregnancy disability and parental leave
- 401(k) and employer-funded retirement plan
- Paid vacation (from two to five weeks depending on salary grade and tenure)
- Up to 11 paid holiday opportunities
- Adoption assistance
- Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
regulatory filingsregistration statementsForms N-1Aproxy statementsSchedule 14AForm N-14content management system
Soft Skills
organizationanalytical skillsproject managementplanningimplementationnegotiationinterpersonal skillsverbal communicationcommunication skills
Certifications
Bachelor's degree