Financial Crime

• Partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to create, implement, maintain, review or oversee an effective risk management framework.
• Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.
• Identifies gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors.
• Identifies, responds and/or escalates risks as appropriate.
• Serves as a functional liaison between the Line of Business and the Lines of Defense.

Financial Crimes Risk Manager

Global Financial Crimes Issues Management, Program Governance & Administration - Associate/AVP

Compliance Specialist – AML/CFT Program Oversight

Financial Crimes Compliance Operations, AVP

Global AML Operations – Business Control Manager