Registered Client Service Associate

Truist

Registered Client Service Associate providing administrative and operational support to Financial Advisors at Truist. Assisting with client servicing, trades, and business development activities.

Posted 7/17/2026full-timeTampa • Florida • 🇺🇸 United StatesJuniorMid-LevelWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in client servicing and operational support for Financial Advisors, with a strong understanding of securities markets and brokerage accounts. Proficient in managing schedules, maximizing sales opportunities, and ensuring compliance with regulatory standards.

Highest-signal resume keywords

FINRA Series 7 LicenseFINRA Series 66 LicenseSecurities Industry ExperienceSalesForce ProficiencyAnnuity Product Knowledge

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Securities Markets KnowledgeBrokerage Accounts KnowledgeCorporate Actions ProcessingData EntryRisk Mitigation Standards

Soft Skills

Exceptional Telephone SkillsEffective Time ManagementProfessional CommunicationSelf-Directed Work Style

Tools & Technologies

Microsoft Office

Certifications & Qualifications

FINRA SIE License

Industry Keywords

Financial ServicesClient AppointmentsSales OpportunitiesOperational Guidance

About the role

Key responsibilities & impact

Assist Financial Advisors in servicing clients
Receive and place orders as directed from Financial Advisor
Process corporate actions where a license is warranted
Schedule and confirm client appointments, enter data in SalesForce
Manage the financial advisor's calendar to maximize productivity
Maximize sales opportunities by contacting potential clients
Provide operational guidance to Financial Advisors
Ensure new business paperwork is accurately submitted
Mitigate risk through appropriate authentication standards
Maintain a professional environment

Requirements

What you’ll need

Bachelor's degree or equivalent experience
Experience in the securities industry and/or a sales assistant role
Knowledge of securities markets and brokerage accounts
Knowledge of the features and attributes of annuity products
FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses
Exceptional telephone skills
Effective time management skills
Ability to communicate effectively and professionally
Ability to evaluate, assimilate and utilize detailed information
Ability to work in a self-directed fashion
Demonstrated proficiency in Microsoft Office software products

Benefits

Comp & perks

Medical, dental, vision, life insurance
Disability, accidental death and dismemberment
Tax-preferred savings accounts
401k plan
10 days of vacation
10 sick days
Paid holidays