Brokerage Registered Client Service Associate

Truist

Registered Client Service Associate for a financial services company supporting Financial Advisors in client servicing. Providing administrative support and maximizing sales opportunities for investment services.

Posted 7/14/2026full-timeYork • Pennsylvania • 🇺🇸 United StatesJuniorMid-LevelWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in client servicing and financial planning support, with a strong understanding of securities markets and brokerage accounts. Proficient in managing administrative functions and maximizing sales opportunities while ensuring compliance with regulatory standards.

Highest-signal resume keywords

Bachelor's DegreeSecurities Industry ExperienceFINRA SIE LicenseSeries 7 LicenseSeries 66 License

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Financial PlanningClient Record MaintenanceSales Opportunity MaximizationOperational Request ProcessingAnnuity Product Knowledge

Soft Skills

Exceptional Telephone SkillsEffective Time ManagementProfessional CommunicationSelf-Directed Work Style

Tools & Technologies

Microsoft Office

Certifications & Qualifications

FINRA SIE LicenseSeries 7 LicenseSeries 66 License

Industry Keywords

Securities MarketsBrokerage AccountsCorporate ActionsClient ServicingSales Assistant Role

About the role

Key responsibilities & impact

Assist Financial Advisors in servicing clients including preparing financial plans
Receive and place orders as directed from Financial Advisor
Process corporate actions and manage financial advisor's calendar
Establish and maintain administrative functions such as answering calls and performing maintenance of client records
Maximize sales opportunities and provide operational guidance to Financial Advisors
Ensure new business paperwork is accurately submitted and mitigate risk through appropriate authentication standards
Submit and process operational requests and assist with branch location needs

Requirements

What you’ll need

Bachelor's degree or equivalent experience and related training
Experience in the securities industry and/or a sales assistant role
Knowledge of securities markets and brokerage accounts
Knowledge of the features and attributes of annuity products
FINRA SIE, Series 7 and Series 66 licenses (at least 1 required)
Exceptional telephone skills
Effective time management skills
Ability to communicate effectively and professionally
Ability to evaluate and utilize detailed technical information
Ability to work in a self-directed fashion
Proficiency in basic computer applications (e.g., Microsoft Office)

Benefits

Comp & perks

Medical, dental, vision, life insurance
Disability and accidental death and dismemberment insurance
Tax-preferred savings accounts
401k plan
Vacation days (10 days total)
Sick days (10 days total)
Paid holidays
Defined benefit pension plan (may be eligible)
Restricted stock units (may be eligible)
Deferred compensation plan (may be eligible)