Brokerage Registered Client Service Associate

Truist

Client Service Associate assisting Financial Advisors with client servicing and operational support for brokerage activities. Ensuring effective client interactions and administrative tasks in a financial services environment.

Posted 5/6/2026full-timeBrooksville • Florida • 🇺🇸 United StatesJuniorMid-LevelWebsite

About the role

Key responsibilities & impact

Assist Financial Advisors in servicing clients
Receive and place orders as directed
Process corporate actions where a license is warranted
Schedule and confirm client appointments
Manage the financial advisor's calendar
Maximize sales opportunities
Provide operational guidance to Financial Advisors
Ensure new business paperwork is accurately submitted
Mitigate risk through appropriate authentication standards
Maintain a professional environment
Submit and process certain operational requests
Work in coordination with the Financial Advisor

Requirements

What you’ll need

Bachelor's degree or equivalent experience
Experience in the securities industry and/or a sales assistant role
Knowledge of securities markets and brokerage accounts
Knowledge of the features and attributes of annuity products
FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses
Exceptional telephone skills
Effective time management skills
Ability to communicate effectively and professionally
Ability to evaluate, assimilate and utilize detailed and complex information
Ability to work in a self-directed fashion
Demonstrated proficiency in basic computer applications, such as Microsoft Office

Benefits

Comp & perks

Medical, dental, vision, life insurance
Disability, accidental death and dismemberment
Tax-preferred savings accounts
401k plan
No less than 10 days of vacation
10 sick days
Paid holidays

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

securities industrysales assistantsecurities marketsbrokerage accountsannuity productsMicrosoft Office

Soft Skills

telephone skillstime managementcommunicationself-directedevaluating information

Certifications

Bachelor's degreeFINRA SIEFINRA Series 7FINRA Series 66