Compliance Oversight Manager, Real Estate Secured Servicing
TD
Process, Risk and Control Officer I
Truist
full-time
Posted on:
Origin: • 🇺🇸 United States • North Carolina, Virginia
Visit company websiteJob Level
Mid-LevelSenior
About the role
- First line of defense risk professional within the Enterprise Controls and Change Office supporting execution of the enterprise risk control self-assessment (RCSA)
- Execute on RCSA framework and associated assessment unit changes to operational process, risks and controls across business units
- Influence, participate in the development and maturation of the firm’s risk programs to meet regulatory expectations
- Serve as a subject matter expert for Enterprise and Operational risk management programs and provide effective challenge to program updates/changes
- Participate in applicable working groups for risk programs and in discussions with first-, second- and third-line risk leadership
- Communicate, train and monitor adherence of business partners and business risk teammates for changes in risk programs; provide coaching and share best practices
- Act as a conduit between first line teammates and second line risk program owners/risk partners
- Deliver/influence recommendations for updates to relevant policies and procedures for risk program execution
- Establish working relationships with line of business leaders and second and third line of defense risk partners
Requirements
- Bachelor’s degree in Business, Finance or science/academic field, or equivalent education and related training or experience
- 4+ years of risk management experience in business continuity or related field, and/or equivalent education, training and experience
- Broad risk and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance, Operational, Reputation and Strategic Risks
- Strong leadership and communication skills
- Ability to think critically and strategically, multi-task, and drive change
- Strong quantitative, governance, and analytic abilities
- Ability to provide effective challenge to senior levels of leadership
- Demonstrated proficiency in basic computer applications, such as Microsoft Office software products
- Ability to travel, occasionally overnight
- Language Fluency: English (Required)
- Must work in one of the specified Truist office locations a minimum of 4 days per week (Charlotte, NC; Atlanta, GA; Raleigh, NC; Greensboro, NC; Winston-Salem, NC; Richmond, VA)
- No Full Remote/Telecommute
- No Relocation Assistance
- Preferred: Master’s degree in Finance or equivalent; FRM/CFA or equivalent advanced risk certification; RCSA experience; ability to travel regionally one week per month
