Compliance Manager
Truist
full-time
Posted on:
Location Type: Office
Location: Charlotte • North Carolina • Virginia • United States
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About the role
- Serves in an advisory capacity to Truist Bank’s personal and institutional trust and investment management businesses
- Coordinates with a team of compliance professionals to ensure appropriate compliance risk oversight
- Coordinates and executes compliance risk management activities to ensure compliance with the Enterprise Compliance Management Policy and Framework
- Lead and develop a compliance program/function which may include leading a team
- Provide leadership and communicate effectively with senior management and legal staff
- Work closely with senior management to establish an appropriate compliance culture
- Oversee the efforts of business units in the development and implementation of policies, procedures and processes
- Aggregate and review Risk Committee materials across team
- Communicate with management and regulators regarding compliance risk management activities
- Collaborate across internal team to implement strategies related to compliance risk management framework
- Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives
Requirements
- Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience
- Ten years of financial institution experience
- Eight years of direct experience in compliance
- Advanced knowledge, ability and expertise in compliance and a broad understanding of financial services
- Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance
- Solid understanding of risk management processes and risk analysis
- Strong communication skills, both verbally and written, and the ability to communicate and interact with all levels of management.
Benefits
- medical
- dental
- vision
- life insurance
- disability
- accidental death and dismemberment
- tax-preferred savings accounts
- 401k plan
- 10 days of vacation
- 10 sick days
- paid holidays
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance risk managementregulatory compliancerisk analysispolicy developmentprocedures implementationfinancial services knowledgecompliance program developmentrisk management processesadvisory capacityteam leadership
Soft Skills
communication skillsleadershipcollaborationinterpersonal skillsorganizational skillsstrategic thinkingeffective communicationteam coordinationrelationship managementproblem-solving