Brokerage Operations Analyst

TIAA

Operations Analyst responsible for account management processes in financial services. Handling account openings, money movements, and compliance with regulatory requirements.

Posted 7/17/2026full-timeDallas • North Carolina, Texas • 🇺🇸 United StatesMid-LevelSenior💰 $24 - $31 per hourWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates strong capabilities in transaction processing and account maintenance while ensuring compliance with regulatory requirements. Exhibits adaptability and effective communication skills to manage high volumes of tasks and deliver exceptional service.

Highest-signal resume keywords

Transaction ProcessingFinancial Risk ManagementDetail-OrientedCollaborationCommunication

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Account OpeningMoney Movement RequestsAccount TransfersAccount Maintenance ProcessingBrokerage Operations

Soft Skills

AdaptabilityConflict ManagementContinuous Improvement MindsetCritical ThinkingPrioritizes Effectively

Industry Keywords

Regulatory RequirementsBrokerage AccountManaged AccountClient Funds

About the role

Key responsibilities & impact

Processes account opening, initiates money movement requests, account transfers and/or processes account maintenance request
Deposits client funds into the correct account
Performs various account maintenance processing/updates as directed by supervisor
Communicates requirements to open, fund and maintain a TIAA brokerage/managed account
Completes brokerage operation activities in a timely manner and at established productivity levels
Understands the regulatory requirements to open and maintain a brokerage/managed account
Must be flexible and work as a team to deliver exceptional service, manage high volume of tasks to ensure cases are processed both accurately and efficiently

Requirements

What you’ll need

University (Degree) Preferred
No Experience Required
Adaptability
Collaboration
Communication
Conflict Management
Continuous Improvement Mindset
Critical Thinking
Detail-Oriented
Financial Risk Management
Prioritizes Effectively
Transaction Processing

Benefits

Comp & perks

A superior retirement program
Highly competitive health, wellness and work life offerings