Director, Brokerage Operations Manager

TIAA

Director Brokerage Operations Manager overseeing trade operations at TIAA, managing a team ensuring timely settlement and risk mitigation in trading processes.

Posted 5/15/2026full-timeCharlotte • North Carolina • 🇺🇸 United StatesLead💰 $85,500 - $125,000 per yearWebsite

About the role

Key responsibilities & impact

Supervises the clearance, settlement, and reconciliation of trades
Manages a team closely working with traders, finance, compliance, brokers and custodians
Ensures timely settlement of trades, accuracy of books and records
Evaluates and improves existing operational processes
Signs off on required clearance and settlement reports
Manages performance of the team, delivering exceptional performance

Requirements

What you’ll need

5+ Years Required
7+ Years Preferred
FINRA Registrations SRC Indicator: Series 7; Series 63; Series 24
5 years of broker dealer experience
7+ years of broker dealer operations experience
Prior experience working at a trading desk
FINRA Series 4 & 53 Licenses
Prior people management experience
Leadership experience in a highly regulated environment

Benefits

Comp & perks

superior retirement program
highly competitive health, wellness and work life offerings

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

trade clearancetrade settlementtrade reconciliationoperational process improvementperformance managementbroker dealer operations

Soft Skills

team managementleadershipinterpersonal skills

Certifications

FINRA Series 7FINRA Series 63FINRA Series 24FINRA Series 4FINRA Series 53