Senior Associate – Enterprise Compliance, Wealth

TIAA

Compliance Associate reviewing marketing materials for regulatory adherence at TIAA. Collaborating with key stakeholders to ensure compliance with advertising regulations and internal standards.

Posted 5/14/2026full-timeDallas • Illinois, New York, North Carolina, Texas • 🇺🇸 United StatesSenior💰 $81,300 - $108,000 per yearWebsite

About the role

Key responsibilities & impact

Review advertising, marketing, and creative portfolios for compliance with regulations and internal standards
Coordinate effectively with key stakeholders
Develop and communicate recommendations that support adherence to regulations and industry best practices
Inform marketing partners of changes in regulatory requirements

Requirements

What you’ll need

3+ years of marketing review, advertising compliance, marketing compliance, and/or communication review experience
FINRA Series 7 and Series 24 licenses
5+ years of marketing review, advertising compliance, marketing compliance, and/or communication review experience preferred
Wealth management, broker-dealer, registered investment adviser, and 529 plan experience preferred
Life insurance and annuity experience preferred
Strong analytical skills and ability to formulate, develop and execute strategic initiatives
Exceptional written and verbal communication skills

Benefits

Comp & perks

Comprehensive Total Rewards package
Superior retirement program
Highly competitive health, wellness and work-life offerings

ATS Keywords

✓ Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

marketing reviewadvertising compliancecommunication reviewregulatory compliancestrategic initiatives

Soft Skills

analytical skillswritten communicationverbal communicationstakeholder coordination

Certifications

FINRA Series 7FINRA Series 24