Brokerage Trading Analyst

TIAA

Brokerage Trading Analyst supporting trade orders and evaluating market risk for clients. Building relationships to align trading with investment objectives while ensuring compliance with regulations.

Posted 4/22/2026full-timeCharlotte • North Carolina • 🇺🇸 United StatesJuniorMid-Level💰 $26 - $37 per hourWebsite

About the role

Key responsibilities & impact

Analyzes companies by conducting primary research
Supports trade processing and resolves order entry issues
Monitors trade finance arrangements for accuracy
Identifies compliance process updates
Reviews trade data for accuracy

Requirements

What you’ll need

2 years of Brokerage experience
Active FINRA Series 7 & 63 licensures
Familiarity with trading rules engines
Ability to make prompt determinations using multiple sources
Strong communication skills

Benefits

Comp & perks

Comprehensive Total Rewards package
Health, wellness, and work-life offerings
Superior retirement program

ATS Keywords

✓ Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

trade processingorder entrytrade financecompliance process updatestrade data analysistrading rules engines

Soft Skills

communicationanalytical thinkingproblem-solving

Certifications

FINRA Series 7FINRA Series 63