Senior Lead, Document Compliance
TIAA
full-time
Posted on:
Location Type: Hybrid
Location: Dallas • North Carolina • Texas • United States
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Salary
💰 $121,000 - $137,000 per year
Job Level
About the role
- Evaluate defined contribution retirement plan documents for compliance issues
- Provide new plan setup and review suggestions
- Research and resolve complex operational and regulatory compliance issues
- Communicate findings regarding operational errors and offer alternative courses of action
- Analyze impact of new regulations and legislation on client plan needs
- Educate team members and clients on legislative and regulatory developments
- Serve as a subject matter expert on defined contribution retirement plan document compliance
Requirements
- 5+ years of experience in defined contribution retirement plan compliance
- Strong ability to analyze complex plan documents and regulatory changes
- Deep expertise in ERISA and IRS regulations
- Experience resolving operational errors under IRS EPCRS or DOL Voluntary Correction Programs
- Familiarity with recordkeeping systems and retirement plan administration platforms
Benefits
- Superior retirement program
- Highly competitive health, wellness and work life offerings
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
defined contribution retirement plan complianceregulatory compliance analysisERISA regulationsIRS regulationsoperational error resolutionIRS EPCRSDOL Voluntary Correction Programsplan document analysisretirement plan administration
Soft Skills
communicationproblem-solvingteam educationanalytical thinking