Director of Compliance

Texas Stock Exchange | TXSE Group Inc

Director Compliance Officer at TXSE ensuring compliance with Reg SCI regulations. Collaborating with teams and advising management on compliance issues.

Posted 7/8/2026full-timeDallas • Texas • 🇺🇸 United StatesLeadWebsite

About the role

Key responsibilities & impact

Ensuring compliance with applicable regulations, particularly those related to Regulation Systems Compliance and Integrity (Reg SCI)
Advise senior management on compliance issues
Collaborate with multiple groups within the organization

Requirements

What you’ll need

Strong working knowledge of Reg SCI and Reg NMS
General understanding of compliance program (e.g., Code of Ethics, Electronic Communications, Policy Management, etc.)
Previous exchange compliance experience or a working technical knowledge of operations of exchange preferred
Ability to work with multiple groups within organization (e.g., Tech Ops, Market Ops, Dev, etc.)
Ability to advise senior management on compliance issues
Familiarity with Form 1 Filings
Previous experience with Rule 19b Filings

Benefits

Comp & perks

🌐 Worldwide ❌ Jobs You've Hidden ⭐️ Saved Jobs ✅ Applied Jobs ✉️ Email Alerts 👤 Account Texas Stock Exchange | TXSE Group Inc Website LinkedIn All Job Openings 51 - 200 employees Founded 2023 💸 Finance 💳 Fintech 🏪 Marketplace Finance
Fintech
Marketplace Texas Stock Exchange | TXSE Group Inc is a fully integrated, electronic national securities exchange and parent company based in Dallas, Texas. TXSE is SEC-approved to operate as a national securities exchange and is building a world-class trading venue to list and trade U. S. and global public companies and exchange-traded products, with trading expected to begin in 2026. Backed by major financial institutions and market veterans, TXSE emphasizes competition for listings, issuer-investor alignment, and user-centric market services. Director of Compliance Job not on LinkedIn 🔥 26 minutes ago 🏢🏡 Dallas – Hybrid ⏰ Full Time 🔴 Lead 🚔 Compliance Apply Now Find Hiring Managers Customize resume + cover letter Report problem ☆ Save ☑️ Mark as applied ❌ Hide 📋 Description
Ensuring compliance with applicable regulations, particularly those related to Regulation Systems Compliance and Integrity (Reg SCI)
Advise senior management on compliance issues
Collaborate with multiple groups within the organization 🎯 Requirements
Strong working knowledge of Reg SCI and Reg NMS
General understanding of compliance program (e.g., Code of Ethics, Electronic Communications, Policy Management, etc.)
Previous exchange compliance experience or a working technical knowledge of operations of exchange preferred
Ability to work with multiple groups within organization (e.g., Tech Ops, Market Ops, Dev, etc.)
Ability to advise senior management on compliance issues
Familiarity with Form 1 Filings
Previous experience with Rule 19b Filings Apply Now 📊 Check your resume score for this job Improve your chances of getting an interview by checking your resume score before you apply. Check Resume Score Similar Jobs Compliance Manager 🕒 4 days ago ALKEGEN 5001 - 10000 Website LinkedIn All Job Openings Compliance Manager overseeing global regulatory compliance across various regions for Alkegen. Engaging with regulatory bodies to ensure adherence to environmental standards and product stewardship. 🏢🏡 Dallas – Hybrid 💵 $100k - $120k / year 💰 Debt Financing on 2024-09 ⏰ Full Time 🟠 Senior 🔴 Lead 🚔 Compliance Deputy Chief Compliance Officer, Broker Dealer Compliance 🕒 May 22 Cnect 51 - 200 👥 HR Tech 🎯 Recruiter ☁️ SaaS Website LinkedIn All Job Openings Deputy Chief Compliance Officer overseeing broker-dealer compliance at Cetera Investment Services. Managing compliance inquiries and coordinating policy updates across Cetera firms. 🏢🏡 Dallas – Hybrid 💵 $161k - $221k / year ⏰ Full Time 🔴 Lead 🚔 Compliance 🦅 H1B Visa Sponsor View More Compliance Jobs 🌐 Worldwide Built by Lior Neu-ner. I'd love to hear your feedback — Get in touch via DM or support@remoterocketship.com Search Search Jobs by country Search jobs by city Search jobs by job title Search entry-level jobs Search junior-level jobs Search senior-level jobs Search jobs by tech stack Search jobs by contract type Search remote internships Search remote part-time jobs Remote jobs Anywhere in the World Companies Hiring Anywhere in the World Companies Hiring Sales People Anywhere in the World Companies Hiring Software Engineers Anywhere in the World Resources Advice Tips for finding remote jobs Interview questions and answers Resume examples Cover letter examples Post a job Affiliates Privacy policy Terms of service Job board SEO course AI Apply Copilot OpenClaw job finder Find jobs using your resume Jobs by Country Remote jobs anywhere in the world (Worldwide remote jobs) Remote jobs United States Remote jobs Australia Remote jobs Brazil Remote jobs Canada Remote jobs France Remote jobs Ireland Remote jobs Germany Remote jobs Netherlands Remote jobs Spain Remote jobs UK Popular Jobs Remote data analyst jobs Remote customer support jobs Remote executive assistant jobs Remote marketing jobs Remote product designer jobs Remote product manager jobs Remote project manager jobs Remote recruiter jobs Remote sales jobs Remote software engineer jobs Jobs by Type Remote full-time jobs Remote part-time jobs Remote contract jobs Remote internship jobs Remote entry-level jobs Remote jobs with no experience required Remote junior jobs (1-3 years of experience) Digital nomad jobs Remote jobs with no degree required Freelance remote jobs Temporary remote jobs Remote jobs hiring now Stay at home mom jobs

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Applicant Tracking System Keywords

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Hard Skills & Tools

Compliance KnowledgeReg SCI ExpertiseReg NMS UnderstandingExchange Compliance ExperiencePolicy ManagementCode Of EthicsElectronic Communications

Soft Skills

Advisory SkillsCollaboration