Listings Analyst

Texas Stock Exchange | TXSE Group Inc

Analyst supporting regulatory functions related to listing qualifications, trading halts, and corporate actions. Frequent interaction with listed company management, investor relations, and legal counsel.

Posted 4/25/2026full-timeDallas • Texas • 🇺🇸 United StatesJuniorWebsite

About the role

Key responsibilities & impact

Support the review of initial and continued listing applications for compliance with Exchange rules.
Monitor issuer announcements for potential material news events and recommend regulatory trading halts where appropriate.
Assist in the review and processing of corporate actions, including stock splits, dividends, mergers, spin-offs, and other transactions.
Conduct basic financial statement analysis to evaluate issuer eligibility and ongoing compliance.
Track and review public filings, including 10-K, 10-Q, 8-K, and proxy materials, with attention to governance disclosures and compliance triggers.
Engage directly with issuers’ legal counsel, management teams, and financial advisors to resolve inquiries and support smooth transaction processing.Collaborate across internal teams including Legal, Market Operations, Surveillance, and Corporate Governance.

Requirements

What you’ll need

1–4 years of experience in financial services, regulatory compliance, equity capital markets, or related roles.
Foundational knowledge of capital markets, financial statements, SEC disclosure requirements, and corporate governance practices.
Excellent written and verbal communication skills, with the ability to communicate directly with senior management and legal counsel.
Strong organizational skills, attention to detail, and an ability to manage time-sensitive matters.
Bachelor’s degree in finance, Economics, Accounting, Business, or a related field.
Preferred Qualifications
Prior experience at a stock exchange, self-regulatory organization, transfer agent, law firm, investment bank, or corporate issuer investor relations/compliance team.
Familiarity with equity market structure, market data, and trading mechanics.
Master’s degree, CPA, CFA, or other relevant certifications is a plus but not required.
Knowledge of corporate transactions such as IPOs, SPACs, mergers, and spin-offs from a regulatory or capital markets perspective.
4–7 years of relevant experience in capital markets, regulatory oversight, issuer compliance, or legal advisory roles.
Expanded Responsibilities:
Lead the review process for complex or high-profile initial and continued listings.
Own decision-making for trading halt recommendations, consulting with leadership when needed.
Serve as a subject matter expert (SME) on corporate governance and compliance escalations.
Participate in policy development, rule interpretation, and regulatory process enhancements.
Represent the Exchange in issuer education efforts and industry working groups, where appropriate.

Benefits

Comp & perks

🌐 Worldwide ❌ Jobs You've Hidden ⭐️ Saved Jobs ✅ Applied Jobs ✉️ Email Alerts 👤 Account Texas Stock Exchange | TXSE Group Inc Website LinkedIn All Job Openings 51 - 200 employees Founded 2023 💸 Finance 💳 Fintech 🏪 Marketplace Finance
Fintech
Marketplace Texas Stock Exchange | TXSE Group Inc is a fully integrated, electronic national securities exchange and parent company based in Dallas, Texas. TXSE is SEC-approved to operate as a national securities exchange and is building a world-class trading venue to list and trade U. S. and global public companies and exchange-traded products, with trading expected to begin in 2026. Backed by major financial institutions and market veterans, TXSE emphasizes competition for listings, issuer-investor alignment, and user-centric market services. Listings Analyst 🔥 1 hour ago 🏢🏡 Dallas – Hybrid ⏰ Full Time 🟢 Junior 🧐 Analyst Apply Now Find Hiring Managers Customize resume for this job Report problem ☆ Save ☑️ Mark as applied ❌ Hide 📋 Description
Support the review of initial and continued listing applications for compliance with Exchange rules.
Monitor issuer announcements for potential material news events and recommend regulatory trading halts where appropriate.
Assist in the review and processing of corporate actions, including stock splits, dividends, mergers, spin-offs, and other transactions.
Conduct basic financial statement analysis to evaluate issuer eligibility and ongoing compliance.
Track and review public filings, including 10-K, 10-Q, 8-K, and proxy materials, with attention to governance disclosures and compliance triggers.
Engage directly with issuers’ legal counsel, management teams, and financial advisors to resolve inquiries and support smooth transaction processing.Collaborate across internal teams including Legal, Market Operations, Surveillance, and Corporate Governance. 🎯 Requirements
1–4 years of experience in financial services, regulatory compliance, equity capital markets, or related roles.
Foundational knowledge of capital markets, financial statements, SEC disclosure requirements, and corporate governance practices.
Excellent written and verbal communication skills, with the ability to communicate directly with senior management and legal counsel.
Strong organizational skills, attention to detail, and an ability to manage time-sensitive matters.
Bachelor’s degree in finance, Economics, Accounting, Business, or a related field.
Preferred Qualifications
Prior experience at a stock exchange, self-regulatory organization, transfer agent, law firm, investment bank, or corporate issuer investor relations/compliance team.
Familiarity with equity market structure, market data, and trading mechanics.
Master’s degree, CPA, CFA, or other relevant certifications is a plus but not required.
Knowledge of corporate transactions such as IPOs, SPACs, mergers, and spin-offs from a regulatory or capital markets perspective.
4–7 years of relevant experience in capital markets, regulatory oversight, issuer compliance, or legal advisory roles.
Expanded Responsibilities:
Lead the review process for complex or high-profile initial and continued listings.
Own decision-making for trading halt recommendations, consulting with leadership when needed.
Serve as a subject matter expert (SME) on corporate governance and compliance escalations.
Participate in policy development, rule interpretation, and regulatory process enhancements.
Represent the Exchange in issuer education efforts and industry working groups, where appropriate. Apply Now 📊 Check your resume score for this job Improve your chances of getting an interview by checking your resume score before you apply. Check Resume Score Similar Jobs Digital Forensic Analyst I 🕒 March 13 CGS Federal (Contact Government Services) 51 - 200 🤝 B2B 🔒 Cybersecurity Website LinkedIn All Job Openings Digital Forensic Analyst focused on preserving and collecting data forensics. Join CGS’s rapidly expanding forensics department while supporting government innovation. 🏢🏡 Dallas – Hybrid 💵 $80k - $120k / year ⏰ Full Time 🟢 Junior 🧐 Analyst Deal Desk Analyst 🕒 February 23 Emburse 501 - 1000 💸 Finance 🏢 Enterprise ☁️ SaaS Website LinkedIn All Job Openings Deal Desk Analyst at Emburse facilitating sales processes and driving efficiencies in quote to cash procedures. Collaborating with sales and finance teams to ensure accurate deal structuring and compliance. 🏢🏡 Dallas – Hybrid 💰 Private Equity Round on 2019-07 ⏰ Full Time 🟢 Junior 🧐 Analyst 🦅 H1B Visa Sponsor Consulting Analyst 🕒 December 2, 2025 Black & Veatch 10,000+ employees ⚡ Energy Website LinkedIn All Job Openings Entry-level Consulting Analyst responsible for data gathering and providing basic analysis at Black & Veatch. Collaborating on multiple projects under guidance and contributing to reports. 🏢🏡 Dallas – Hybrid 💰 Grant on 2023-03 ⏰ Full Time 🟢 Junior 🟡 Mid-level 🧐 Analyst 🦅 H1B Visa Sponsor View More Analyst Jobs 🌐 Worldwide Built by Lior Neu-ner. I'd love to hear your feedback — Get in touch via DM or support@remoterocketship.com Search Search Jobs by country Search jobs by city Search jobs by job title Search entry-level jobs Search junior-level jobs Search senior-level jobs Search jobs by tech stack Search jobs by contract type Search remote internships Search remote part-time jobs Remote jobs Anywhere in the World Companies Hiring Anywhere in the World Companies Hiring Sales People Anywhere in the World Companies Hiring Software Engineers Anywhere in the World Resources Advice Tips for finding remote jobs Interview questions and answers Resume examples Cover letter examples Post a job Affiliates Privacy policy Terms of service Job board SEO course AI Apply Copilot OpenClaw job finder Jobs by Country Remote jobs anywhere in the world (Worldwide remote jobs) Remote jobs United States Remote jobs Australia Remote jobs Brazil Remote jobs Canada Remote jobs France Remote jobs Ireland Remote jobs Germany Remote jobs Netherlands Remote jobs Spain Remote jobs UK Popular Jobs Remote data analyst jobs Remote customer support jobs Remote executive assistant jobs Remote marketing jobs Remote product designer jobs Remote product manager jobs Remote project manager jobs Remote recruiter jobs Remote sales jobs Remote software engineer jobs Jobs by Type Remote full-time jobs Remote part-time jobs Remote contract jobs Remote internship jobs Remote entry-level jobs Remote jobs with no experience required Remote junior jobs (1-3 years of experience) Digital nomad jobs Remote jobs with no degree required Freelance remote jobs Temporary remote jobs Remote jobs hiring now Stay at home mom jobs

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Hard Skills & Tools

financial statement analysisregulatory compliancecorporate actionscapital marketsSEC disclosure requirementscorporate governance practicestrading mechanicsIPOSPACmergers

Soft Skills

written communicationverbal communicationorganizational skillsattention to detailtime management

Certifications

Bachelor's degreeMaster's degreeCPACFA