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Compliance Analyst, Officer
State StreetCompliance Analyst executing compliance monitoring and advisory at State Street Investment Management. Focus on ESG compliance and regulatory reporting, based in Dublin with key deliverables.
About the role
Key responsibilities & impact- Implement the firm’s risk based compliance monitoring program, through effective execution of compliance monitoring testing and advisory reviews.
- Analyze and interpret regulatory and legislative changes.
- Assess compliance breaches, working with the business to remediate compliance issues.
- Prepare timely and accurate reporting for regulators and clients.
- Draft executive management reporting, activity metrics and program status updates.
- Actively contribute to State Street Investment Management’s global ESG compliance program, including monitoring regulatory change, contribute to creation and review of ESG disclosures, supporting the business in client ESG queries, completion of high quality ESG monitoring, compliance advisory reviews, gap analysis, and testing reviews.
Requirements
What you’ll need- Education to degree level, preferably in law, finance, business or related discipline.
- Additional compliance, investment fund, asset management or related certifications.
- Minimum of 2 year relevant compliance experience within asset management or investment funds.
- Fluent English is a must, any other languages are an advantage.
- Proactive and solutions-oriented individual, with proven ability to excel in a dynamic and fast-paced environment.
- Effective time management and prioritization of tasks.
- Excellent research skills and attention to detail.
- Prior experience in effective execution of compliance monitoring reviews or controls testing.
- Practical experience working with UCITS, AIFMD, MiFID, and ESG rules in the European Union.
- Technical knowledge of global ESG rules a distinct advantage.
Benefits
Comp & perks- inclusive development opportunities
- flexible work-life support
- paid volunteer days
- vibrant employee networks
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance monitoringregulatory analysiscompliance testingreportingESG compliancegap analysiscontrols testingresearch skillsattention to detailtechnical knowledge of ESG rules
Soft Skills
proactivesolutions-orientedtime managementprioritizationability to excel in dynamic environments
Certifications
compliance certificationinvestment fund certificationasset management certification