Senior Consultant – Compliance Investment Software Implementation

State Street

. Serve as a compliance subject-matter expert within CRIMS implementation and upgrade projects.

Posted 5/10/2026full-timeToronto • 🇨🇦 CanadaSenior💰 $91,000 - $140,500 per yearWebsite

Tech Stack

Tools & technologies

SQL

About the role

Key responsibilities & impact

Serve as a compliance subject-matter expert within CRIMS implementation and upgrade projects.
Analyze and evaluate requirements while providing product expertise and guidance throughout the project.
Ensure the solution meets the clients business needs and that the client is prepared to assume ownership and operate the solution after go-live.
Work in conjunction with clients to coordinate their compliance rule library.
Compliance consultants typically code a portion of the rule library for the client and simultaneously train client compliance officers in rule coding best practices.
Provide assistance to other members of the Professional Services team by pro-actively developing and sharing best practices that pertain to the compliance module as well as other areas of the CRIMS product.
Analyze and evaluate client compliance requirements to help Charles River respond to sales opportunities.
Educate clients on the compliance functionality provided by CRIMS in terms of rule coding and workflows.
Advise on best practices regarding the implementation and operation of CRIMS compliance module and associated compliance services.
Manage small-scale compliance-focused projects.
Monitor and evaluate client requirements to identify potential enhancements to Charles River solutions and services.
Document and communicate product improvements as part of client-specific implementation projects or in response to trends in the marketplace.
Contribute to software quality by clearly communicating defects to Technical Support and Product Management.
Support the defect resolution process by providing clear descriptions of defects and validating the resulting fixes.
Identify errors and mistakes in documentation and suggest corrections and improvements.

Requirements

What you’ll need

Experience supporting or implementing compliance solutions within a bank, hedge fund, asset manager, wealth manager, consulting firm, or regulatory agency.
Experience with order management and compliance solutions is especially valuable.
Familiarity with the investments compliance industry including global regulatory requirements that impact buy-side firms; relevant regulations include but are not limited to Investment Company Act of 1940, UCITS and SEC 2a-7 Regulation.
Ability to understand and decipher investment guidelines that pertain to client policies and restrictions.
Basic knowledge of fixed income and equity financial instruments.
Basic understanding of investment management or wealth management work flows.
Basic understanding of derivatives and FX instruments is a plus.
Basic command of SQL and understanding of relational databases.
A strong appreciation client service. Consultants must understand client needs and build effective relationships.
Must have the ability to work within a team environment and be focused on providing high-quality service to our clients. Consultants should also have basic consulting skills.

Benefits

Comp & perks

health insurance
retirement plans
paid volunteer days
flexible work-life support

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

compliance solutionsrule codingSQLrelational databasesorder managementinvestment guidelinesfixed income instrumentsequity instrumentsderivativesFX instruments

Soft Skills

client servicerelationship buildingteamworkconsulting skillscommunicationproblem-solvingproject managementanalytical skillstrainingbest practices development