FREE ACCESS
5,000–10,000 jobs/day
See all jobs on JobTailor
Search thousands of fresh jobs every day.
Discover
- Fresh listings
- Fast filters
- No subscription required
Create a free account and start exploring right away.
Compliance Vice President
State Street. Lead the design, implementation, and ongoing enhancement of the compliance oversight program for FX, derivatives, and swap-dealer activities.
About the role
Key responsibilities & impact- Lead the design, implementation, and ongoing enhancement of the compliance oversight program for FX, derivatives, and swap-dealer activities.
- Monitor adherence to applicable UK and EU regulations, including FCA rules, MiFID II, Market Abuse Regulation (MAR), and the Global FX Code.
- Serve as the primary compliance point of contact for regulatory inquiries and examinations related to the business line.
- Engage with senior leaders across trading desks, operations, risk management, surveillance, legal, and audit functions to ensure alignment on compliance objectives.
- Oversee compliance risk assessments and ensure effective controls are in place to mitigate regulatory and conduct risks.
- Promote a strong compliance culture through targeted training and awareness programs for front-office and support staff.
Requirements
What you’ll need- Extensive experience in compliance within global markets, with a focus on FX, derivatives, and swap-dealer financial instrument trading.
- Strong knowledge of UK FCA regulations and pan-European frameworks (MiFID II, MAR) and familiarity with global standards such as the Global FX Code.
- Proven ability to lead compliance programs and influence senior stakeholders in a complex, matrixed environment.
- Excellent communication skills and the ability to articulate regulatory requirements in a commercial context.
- Prior experience engaging with regulators and managing regulatory examinations is highly desirable.
- Bachelor’s degree, Masters or other advanced degree preferred.
- Industry recognised compliance, legal and/or audit qualification would be considered a plus.
- 10+ years of experience working in compliance risk management, legal and/or internal audit, preferably at an international financial institution.
Benefits
Comp & perks- Wide range of benefits, including: This section will be filled accordingly by Talent Acquisition upon receiving the form from Hiring Manager.
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance oversightcompliance risk assessmentsregulatory inquiriesregulatory examinationsFX tradingderivatives tradingswap-dealer activitiesFCA regulationsMiFID IIMarket Abuse Regulation
Soft Skills
leadershipcommunicationstakeholder influencecollaborationtrainingawareness programs
Certifications
compliance qualificationlegal qualificationaudit qualification