State Street

Vice President, Markets Compliance Officer

State Street

full-time

Posted on:

Location Type: Hybrid

Location: Frankfurt • Germany

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Job Level

Lead

About the role

  • Responsible for delivering the advisory Compliance Program for the business units in scope
  • Supporting the successful and timely completion of oversight program
  • Providing regulatory advice for the product suite of Markets and the marketing thereof across the EU and into overseas jurisdictions
  • Reviewing and assessing the impact of new regulations

Requirements

  • Minimum 10 years’ experience in financial services preferably within a compliance or legal function
  • Bachelor’s degree, Masters (preferred), legal studies or experience with Markets businesses (preferred)
  • Good regulatory understanding (especially MaRisk, MaComp, MiFID, MAR requirements and their EU implementation)
  • Strong understanding of policies, procedures and controls
Benefits
  • Inclusive development opportunities
  • Flexible work-life support
  • Paid volunteer days
  • Vibrant employee networks
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
regulatory advicecompliance programoversight programregulatory understandingpoliciesprocedurescontrols