State Street

Bank Policy & Advisory Compliance Officer – Assistant Vice President

State Street

full-time

Posted on:

Location Type: Hybrid

Location: BostonMassachusettsMontanaUnited States

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Salary

💰 $80,000 - $140,000 per year

Job Level

About the role

  • As the Policy Owner of a suite of global compliance policies, develop and review each policy to ensure they accurately reflect the driving regulatory obligations and outline the minimum requirements for the organization to comply.
  • Additionally, support efficient implementation and dissemination of owned policies and ensure alignment with internal standards;
  • Perform periodic reviews of global compliance policies in a timely, consistent and transparent fashion and present policies to the Compliance Policy Working Group.
  • Liaise with a diverse set of members representing the views of the Compliance Leadership Team, management, impacted Business Lines/Risk Units, and Regulatory Legal;
  • Enhance and facilitate the oversight of policy implementation through the design and execution of advisory reviews / continuous monitoring;
  • Assist with the creation of training content aligned with global compliance policies;
  • Provide independent oversight, review, and challenge to the organization’s processes and controls that pertain to the policies and associated regulatory requirements;
  • Contribute to the organization’s Strategic Compliance Initiatives;
  • Provide inputs to other compliance functions in support of the execution of the overall Compliance Oversight Program, e.g. Core Compliance Risk Assessment, Compliance Risk Testing.

Requirements

  • 5-7 years of relevant experience
  • Juris Doctor preferred
  • Technical Skills: Microsoft Office (Outlook, Word, PowerPoint, Excel); Share Point (Collaborate)
Benefits
  • Medical
  • Prescription Drug
  • Health Savings Account (HSA)
  • Flexible Spending Accounts (FSAs)
  • Dental
  • Vision
  • Employee-Paid Life and Accidental Death & Dismemberment (AD&D) Insurance
  • Employee-Paid Long-Term Disability
  • Critical Illness Insurance
  • Accident Insurance & Hospital Indemnity Insurance
  • Business Travel Accident Insurance
  • Short-Term Disability
  • Identity Theft Protection
  • Legal Benefits
  • BeWell Program
  • Paid Time Off
  • Employee Assistance Program (EAP)
  • Salary Savings Program (SSP)
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
policy developmentregulatory compliancepolicy reviewadvisory reviewscontinuous monitoringtraining content creationprocess oversightrisk assessmentcompliance risk testing
Soft Skills
communicationcollaborationorganizational skillspresentation skillsleadership
Certifications
Juris Doctor