Post Trade Compliance Analyst

SS&C Technologies

Post-trade compliance analyst supporting SS&C’s financial and healthcare technology operations. Testing portfolios, investigating breaches, and maintaining regulatory compliance across investment products.

Posted 8/17/2026full-timeDenver • Colorado, Massachusetts • 🇺🇸 United StatesJunior💰 $55,000 - $140,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in investment compliance, including the ability to perform compliance testing, investigate breaches, and prepare documentation. Proficient in financial markets, regulatory requirements, and automated compliance systems, with strong analytical and communication skills.

Highest-signal resume keywords

Investment ComplianceAutomated Compliance MonitoringFinancial Markets KnowledgeRegulatory Requirements UnderstandingMicrosoft Excel Proficiency

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance TestingPortfolio AccountingInvestment Guidelines ReviewRegulatory Language InterpretationData ValidationAnalytical SkillsProblem-Solving SkillsAttention to DetailOperational Risk IdentificationProcess Optimization

Soft Skills

Excellent Communication SkillsOrganizational SkillsTime-Management SkillsInterpersonal SkillsCollaborative Mindset

Tools & Technologies

Automated Compliance Monitoring PlatformsBloombergGenevaAdvent

Industry Keywords

Investment Company Act of 1940SEC Rule 35d-1Closed-End FundsETFsPrivate Funds

About the role

Key responsibilities & impact

Perform daily post-trade compliance testing across multiple investment portfolios using automated compliance monitoring systems.
Investigate potential compliance breaches by reviewing portfolio holdings, trade activity, prospectus language, SAIs, and applicable regulations.
Communicate with investment advisers, compliance officers, portfolio managers, fund accounting teams, legal departments, and custodians to obtain clarification or supporting documentation.
Prepare written documentation supporting compliance determinations and maintain complete audit trails.
Monitor client inquiries and compliance-related requests, ensuring timely resolution and professional communication.
Perform periodic reviews of investment guidelines and regulatory requirements, translating legal language into operational compliance tests.
Assist with implementation of new compliance rules, client onboarding, and coding of investment restrictions within compliance systems.
Validate security classifications, issuer attributes, benchmark information, and market data used in automated testing.
Support daily, month-end, quarter-end, and annual compliance reporting requirements.
Participate in UAT for compliance system enhancements and data validation initiatives.
Identify opportunities to improve operational efficiency through automation, process improvements, standardized procedures, and documentation.

Requirements

What you’ll need

Bachelor’s degree in Finance, Accounting, Economics, Business, or a related field or equivalent experience.
1–4 years of experience in investment compliance, fund accounting, portfolio accounting, operations, or asset management.
Strong understanding of financial markets and investment securities, including equities, fixed income, bank loans, ETFs, mutual funds, derivatives, and alternative investments.
Working knowledge of the Investment Company Act of 1940 and common regulatory investment restrictions.
Strong analytical and problem-solving skills with exceptional attention to detail.
Excellent written and verbal communication skills.
Advanced proficiency in Microsoft Excel.
Experience with automated compliance monitoring platforms preferred.
Familiarity with Bloomberg, Geneva, Advent, or similar investment systems preferred.
Experience reviewing prospectuses, SAIs, investment guidelines, or compliance manuals preferred.
Exposure to registered investment companies, closed-end funds, interval funds, ETFs, or private funds preferred.
Experience supporting SEC Rule 35d-1, Sections 5(b), 12(d), 18, Rule 12d3-1, Rule 18f-4, and other Investment Company Act requirements preferred.
Strong critical thinking and investigative abilities.
Ability to interpret complex legal and regulatory language.
Excellent organizational and time-management skills in a deadline-driven environment.
Ability to manage multiple client relationships simultaneously.
Strong interpersonal skills with a collaborative, service-oriented mindset.
Ability to identify operational risks and recommend practical solutions.
Continuous improvement mindset with an interest in automation and process optimization.

Benefits

Comp & perks

Medical, dental, and vision coverage
401(k) plan with company match
Paid time off
Holidays
Parental leave
Professional development reimbursement opportunity
Potential annual discretionary bonus
Potential equity awards, such as restricted stock units or stock options