Senior Compliance Advisor

skillventory - A Leading Talent Research Firm

Senior Compliance Advisor providing compliance guidance and support to trading desks at Fidelity Investments. Developing policies, procedures, and training while staying abreast of regulatory issues.

Posted 5/17/2026full-timeBoston • Massachusetts, New York • 🇺🇸 United StatesSenior💰 $85,000 - $171,000 per yearWebsite

About the role

Key responsibilities & impact

providing a range of support to trading desks and product areas within FCM
providing technical and interpretative guidance to FCM personnel
developing and maintaining written supervisory procedures, compliance policies and other documentation
implementing necessary Compliance changes due to new or amended regulatory requirements
supporting the introduction of new products and service initiatives by providing advice
designing and delivering targeted training to business personnel
assisting regulatory inquiries/exam staff in responding to relevant regulatory matters
analyzing relevant enforcement matters

Requirements

What you’ll need

Subject matter expertise in one or more of the following areas: equity and options trade reporting platforms or operational trade support
An in-depth understanding of the securities markets and associated regulations
Strong written and oral communication skills
Ability to proactively identify core regulatory and compliance issues in a fluid trading environment
Effective relationship building skills
Accountability and ownership of issues and initiatives
College degree required, business major preferred. MBA or law degree a plus
Prior trade reporting compliance or product experience (i.e., CAT, CAT CAIS, LOPR, ACT, 605/606) is required

Benefits

Comp & perks

comprehensive health care coverage and emotional well-being support
market-leading retirement
generous paid time off and parental leave
charitable giving employee match program
educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

trade reportingcompliance policiesregulatory requirementswritten supervisory procedurestraining designenforcement analysisoperational trade supportsecurities market regulationsproduct experienceCAT

Soft Skills

written communicationoral communicationrelationship buildingaccountabilityownershipproactive identificationinterpretative guidancesupporting initiativestraining deliveryanalytical skills

Certifications

MBAlaw degree