Chief Compliance Officer

skillventory - A Leading Talent Research Firm

Chief Compliance Officer responsible for developing and overseeing compliance at Green Pier Fintech. Managing compliance reporting, regulatory relationships, and mentoring compliance professionals.

Posted 5/17/2026full-timeBoston • Massachusetts, New Jersey • 🇺🇸 United StatesLead💰 $125,000 - $258,000 per yearWebsite

About the role

Key responsibilities & impact

develop, implement, and oversee all aspects of Green Pier’s broker-dealer compliance program
liaise with federal and state regulators
manage regulatory examinations and inquiries
oversee comprehensive compliance reporting to senior management
lead and mentor a team of compliance professionals
act as a strategic partner to senior leadership, integrating regulatory strategy into business initiatives to support scalable, compliant product and platform development
promote a strong culture of compliance and ethical conduct across the broker-dealer

Requirements

What you’ll need

Bachelor’s degree required; advanced degree preferred
10 years of broker-dealer legal and/or compliance experience
Prior experience as a CCO or senior compliance leader strongly preferred
Demonstrated strategic thinking, sound judgment, and executive presence, with the ability to influence and collaborate across a large organization
Experience operating effectively in high-growth, rapidly evolving environments
Exceptional writing and communication skills, with the ability to distill complex concepts for senior audiences
Deep knowledge of SEC and FINRA rules and broker-dealer operations
High ethical standards and integrity
FINRA Series 7 and Series 24 required (or ability to obtain shortly after hire)

Benefits

Comp & perks

comprehensive health care coverage and emotional well-being support
market-leading retirement
generous paid time off and parental leave
charitable giving employee match program
educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

broker-dealer complianceregulatory examinationscompliance reportingstrategic compliance integrationproduct development complianceplatform development complianceSEC rulesFINRA rulesbroker-dealer operations

Soft Skills

strategic thinkingsound judgmentexecutive presenceinfluencecollaborationwriting skillscommunication skillsability to distill complex conceptsethical standardsintegrity

Certifications

FINRA Series 7FINRA Series 24