skillventory - A Leading Talent Research Firm

Director, Anti-Money Laundering

skillventory - A Leading Talent Research Firm

full-time

Posted on:

Location Type: Hybrid

Location: Merrimack • Kentucky • New Hampshire • United States

Visit company website

Explore more

✨ AI Apply
Apply

Job Level

Lead

About the role

  • Provide leadership to the team
  • Ensure Fidelity is fulfilling its regulatory requirements with regards to AML
  • Support the Financial Crimes Program Office efforts while maintaining an effective AML Program
  • Collaborate with internal and external business partners including regulatory and law enforcement agencies
  • Protect Fidelity and its customers

Requirements

  • Bachelor’s Degree or equivalent experience required
  • Advanced Degree, MBA, JD, or CPA preferred
  • Knowledge of Anti-Money Laundering (AML) regulations (Bank Secrecy Act of 1970, Money Laundering Control Act of 1970, USA Patriot Act of 2001)
  • 5-7 years of experience in BSA/AML financial crimes compliance or comparable experience at a large financial institution, regulatory agency, law enforcement
  • Experience in a senior financial crimes compliance role in the securities and/or asset management industry
  • Experience interacting and fostering productive relationships with regulatory agencies such as the SEC, FINRA, FinCEN, NYFDS and/or OCC
  • Tech-savvy with proficiency in financial crimes compliance technologies, processes and workflows
  • Certified Anti-Money Laundering Specialist (ACAMS)/Certified Fraud Examiner (CFE)/Certified AML and Fraud Professional (CAFP) is a plus
  • Series 7 (Preferred or acquire within 12 months of hire)
  • Series 9/10 or Series 24 (Preferred or acquire within 18 months of hire)
  • Experience conducting or managing AML or Fraud investigations
  • Ability to work under strict time constraints
  • Experience working in financial services
  • Good writing, communication and organizational skills
  • Committed to teamwork
  • Strong operational skills and vision for process enhancements
Benefits
  • Health insurance
  • 401(k) matching
  • Flexible work hours
  • Paid time off
  • Professional development opportunities
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
Anti-Money Laundering (AML) regulationsBank Secrecy Act of 1970Money Laundering Control Act of 1970USA Patriot Act of 2001BSA/AML financial crimes compliancefinancial crimes compliance technologiesAML investigationsfinancial services experienceprocess enhancements
Soft Skills
leadershipcommunicationorganizational skillsteamworkrelationship buildingability to work under time constraintsoperational skills
Certifications
Certified Anti-Money Laundering Specialist (ACAMS)Certified Fraud Examiner (CFE)Certified AML and Fraud Professional (CAFP)Series 7Series 9/10Series 24