Senior Manager, Brokerage Risk
skillventory - A Leading Talent Research Firm
full-time
Posted on:
Location Type: Hybrid
Location: Covington • Kentucky • New Hampshire • United States
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Salary
💰 $89,000 - $180,000 per year
Job Level
About the role
- supporting critical components of our risk program including risk assessments, incident and issue management, and key risk initiatives
- Advise new product, business and senior leadership on operational risks and risk mitigation strategies
- Proactively lead risk assessments to identify, assess, and monitor operational risks and control gaps
- Partner closely with business leads to develop remediation action plans
- Develop and track business unit key risk indicators to monitor operational risk profiles
- Coordinate risk initiatives with other second-line-of-defense leaders and functions to optimize cross-functional effectiveness
- Collaborate with legal, risk, and compliance across the organization to identify emerging risks and opportunities
- Timely investigation of incidents, determine root cause, and advise on corrective actions
- Build effective working relationships with business leaders and cross-functional partners
Requirements
- 6-8+ years of risk, compliance, legal, or audit experience at financial services institutions, e.g., asset managers, banks, regulatory agencies
- Experience with brokerage products and services, brokerage operations, or client service operations – including familiarity with regulatory requirements
- Strong judgment and analytical skills
- Knowledge of risk frameworks, risk classifications, and experience in conducting risk assessments
- Proficiency in power point and excel
- Experience with Archer GRC or any industry GRC tool
- Bachelor’s degree
- Independent worker with a bias to action
Benefits
- comprehensive health care coverage and emotional well-being support
- market-leading retirement
- generous paid time off and parental leave
- charitable giving employee match program
- educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
risk assessmentsincident managementissue managementrisk mitigation strategiesremediation action planskey risk indicatorsrisk frameworksrisk classificationsanalytical skillsbrokerage products
Soft Skills
strong judgmentindependent workerbias to actioneffective working relationshipscollaborationleadershipcommunication